Roland P. Denardo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roland Patrick Denardo was a registered financial professional .
Roland is a previously registered financial professional and started their career in finance in 1993. Roland had worked at 8 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2010 - December 6, 2013
THE O.N. EQUITY SALES COMPANY
December 15, 2006 - November 3, 2010
PARKLAND SECURITIES, LLC
November 4, 2002 - December 18, 2006
CINCINNATI ANALYSTS, INC.
June 1, 1996 - November 1, 2002
WALNUT STREET SECURITIES, INC.
April 12, 1995 - June 1, 1996
NORTH AMERICAN MANAGEMENT, INC.
March 9, 1994 - May 4, 1995
WOODBURY FINANCIAL SERVICES, INC.
November 12, 1993 - March 7, 1994
METROPOLITAN LIFE INSURANCE COMPANY
November 12, 1993 - March 7, 1994
MSI FINANCIAL SERVICES, INC.
August 16, 1993 - November 8, 1993
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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