Virgil E. Harris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Virgil Everette Harris was a registered financial professional .
Virgil is a previously registered financial professional and started their career in finance in 1973. Virgil had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 3, PC, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2013 - June 3, 2013
CRESCENT SECURITIES GROUP, INC.
November 24, 2009 - August 5, 2010
CRESCENT SECURITIES GROUP, INC.
March 23, 2005 - December 5, 2007
STANFORD GROUP COMPANY
March 23, 2005 - December 5, 2007
STANFORD GROUP COMPANY
August 18, 2003 - March 24, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 18, 2003 - March 24, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 19, 2002 - August 20, 2003
BANC OF AMERICA SECURITIES LLC
February 18, 2002 - August 20, 2003
BANC OF AMERICA SECURITIES LLC
November 30, 1994 - February 19, 2002
LEHMAN BROTHERS INC.
September 7, 1988 - December 15, 1994
CREDIT SUISSE SECURITIES (USA) LLC
January 27, 1984 - September 14, 1988
CITIGROUP GLOBAL MARKETS INC.
July 10, 1973 - November 15, 1980
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 8/29/1977
AMEX Put and Call ExamSeries 1
Date: 7/5/1973
Registered Representative ExaminationSeries 40
Date: 1/17/1978
Registered Principal ExaminationCurrent Firm
CRESCENT SECURITIES GROUP, INC.
CRD#: 114993 / SEC#: , 8-53457
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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