Titus Holliday Harris Jr
Professional Summary
Titus Holliday Harris JR, who also goes by Titus Holiday Harris Jr, was a registered financial advisor. Titus was a previously registered financial advisor and started their career in finance 1965 - 2006. Titus had worked at 11 firms and has passed the Series 63, Series 3, Series 1, Series 27, Series 4 and Series 12 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Titus Holiday Harris Jr
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
67 years in the financial services industry
Current & Past Employments
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Current Firm
CUMMER MOYERS CAPITAL ADVISORS INC | SMH CAPITAL ADVISORS, INC. | SMH CAPITAL ADVISORS LLC | SMH ASSET MANAGEMENT | SANDERS MORRIS HARRIS | KISSINGER FINANCIAL SERVICES | DOUGLAS NOYES
Contact Information
Main Address
101 York Ave., Weatherford, TX 76086Phone Number
(817) 569-7000# of Employees
7SEC notice filing (24 States and Territories)
Registered to provide investment advisory services in 24 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
171AUM (Assets Under Management)
$503,081,102Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
CUMMER MOYERS CAPITAL ADVISORS INC | SMH CAPITAL ADVISORS, INC. | SMH CAPITAL ADVISORS LLC | SMH ASSET MANAGEMENT | SANDERS MORRIS HARRIS | KISSINGER FINANCIAL SERVICES | DOUGLAS NOYES
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Nov 1959Series 12 — NYSE Branch Manager Examination
Passed Apr 1965Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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