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Paul Mckinght

CRD# 2382134·Registered 2002 - 2003
Previously Registered: Being a previously registered professional could mean that Paul is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Paul Mckinght was a registered financial advisor. Paul was a previously registered financial professional and started their career in finance 2002 - 2003. Paul had worked at 1 firm and has passed the Series 63, Series 7, Series 3 and Series 30 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

BACK BAY CAPITAL, INC.·CRD# 22824
BD
San Diego, CA
August 5, 2002 - April 15, 2003

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Current Firm

BB
BACK BAY CAPITAL, INC.

BACK BAY CAPITAL, INC. | VANWAY SECURITIES, INCORPORATED

CRD#: 22824 / SEC#: 8-39991
BD
Cancelled by SEC on 04/26/2006

Contact Information

Established

Alabama since 02/25/1980

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
CAPITAL ACCESS PARTNERS, LLCOWNER—
CARAZOLEZ, ALBERT TOMMIEPRESIDENT/CHIEF COMPLIANCE OFFICER2204105
GOROS, WILLIAM FREDERICKVICE PRESIDENT—

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2002About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 2002About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Jul 1993About the Series 3 exam

Series 30 — NFA Branch Manager Examination

Passed Mar 1994About the Series 30 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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