Tamlyn R. Baker

PARKWAY WEALTH MANAGEMENT GROUP

PLANO, TX 75024

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CRD#: 2381974

Professional summary

Tamlyn Ray Baker, CFP®, who also goes by T Ray Baker, is a registered financial advisor currently at PARKWAY WEALTH MANAGEMENT GROUP, LLC located in Plano, Texas.

Tamlyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Tamlyn has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 3, Series 7, Series 10, Series 9, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

T Ray Baker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Name of Business: B Rocking Ranch LLC Address: 2913 Ballater Ct. , Lewisville , TX, 75056, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sole member of LLC to hold/own real estate that is Timberland for harvest. (2) Name of Business: Red Bird Hallow Inc. Address: 5550 Granite Pkwy Ste 180, Plano, TX, 75024, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/16/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: S. Corp set up for T. Ray's book for business. (3) Separately licensed as an independent insurance agent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tamlyn Ray Baker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

April 1, 2025 - Present

PARKWAY WEALTH MANAGEMENT GROUP, LLC

Office #1: 5550 Granite Parkway Suite 180, Plano, TX 75024

RIA

CRD#: 333971

PLANO, TX

Past

June 16, 2016 - March 31, 2025

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

PLANO, TX

Past

June 3, 2016 - March 31, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

PLANO, TX

Past

June 1, 2009 - June 30, 2016

MORGAN STANLEY

RIA

CRD#: 149777

PLANO, TX

Past

June 1, 2009 - June 30, 2016

MORGAN STANLEY

CRD#: 149777

PLANO, TX

Past

February 28, 2000 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

PLANO, TX

Past

February 28, 2000 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

PLANO, TX

Past

March 19, 1999 - July 12, 1999

BA INVESTMENT SERVICES, INC.

CRD#: 12965

OAKLAND, CA

Past

January 1, 1998 - February 29, 2000

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

September 3, 1993 - January 1, 1998

NATIONSSECURITIES

CRD#: 32542

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARKWAY WEALTH MANAGEMENT GROUP, LLC

CRD#: 333971 / SEC#: 801-131974

RIA

Registered Investment Advisory firm - (2/10/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/19/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/16/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/27/2001

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/2/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 5/22/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/22/2000

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 4

Date: 7/14/1998

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 2/27/1997

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/25/1996

General Securities Principal Examination

Current Firm

PARKWAY WEALTH MANAGEMENT GROUP, LLC

CRD#: 333971 / SEC#: 801-131974

RIA

Registered Investment Advisory firm - (2/10/2025 Approved)

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Contact information

Main Address

5550 Granite Parkway Suite 180, Plano, TX 75024

Mailing Address

Phone number

(972) 502-9340

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PARKWAY MANAGEMENT PROGRAM WRAP BROCHURE (5/27/2025)

PARKWAY ADV BROCHURE (5/27/2025)

Regulatory assets under management

Total Number of Accounts	3,331
AUM (Assets Under Management)	$ 1,086,309,905

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Tamlyn R. Baker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tamlyn Ray Baker's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

BA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

NATIONSSECURITIES

Primary Firm SEC Registration

PARKWAY WEALTH MANAGEMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/19/1995

Series 63

Date: 9/16/1993

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 6/27/2001

Series 7

Date: 9/2/1993

Series 10

Date: 5/22/2000

Series 9

Date: 5/22/2000

Series 4

Date: 7/14/1998

Series 53

Date: 2/27/1997

Series 24

Date: 11/25/1996

Current Firm

PARKWAY WEALTH MANAGEMENT GROUP, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARKWAY WEALTH MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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