Kenneth P. Sorge

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CRD#: 2381965

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kenneth Philip Sorge was a registered financial professional .

Kenneth is a previously registered financial professional and started their career in finance in 1993. Kenneth had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 62 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SORGE CPA & BUSINESS ADVISORS, SC/ MONONA, WI/ 99% OWNER/ SINCE 1990/ CPA, REGISTERED INVESTMENT ADVISOR, PREPARE FINANCIAL PLANS/ DISCUSS FINANCIAL GOALS WITH CLIENTS, RECOMMEND INVESTMENTS, PREPARE FINANCIAL PLANCE. 100% OF WORK TIME DEVOTED. 2) 2295 LLC, Non-Investment Related, Partnership-Real Estate, Monona, WI, Member, 1/1/2019, 1 hour per month, make decisions only. 3) 5221 Monona LLC, Non-Investment Related, Partnership-Real Estate, Monona, WI, Member, 01/01/2004, 1 hour per month, make decisions only. 4) Apex Real Estate Holdings, Non-Investment Related, Partnership-Real Estate, Monona, WI, Member, 1/1/2003, 1 hour per month, make decisions only. 5) 208 E Main LLC, Non-Investment Related, Partnership-Real Estate, Monona, WI, Member, 1/1/2014, 1 hour per month, make decisions only.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 31, 2019 - October 2, 2023

SPIRE WEALTH MANAGEMENT, LLC

RIA

CRD#: 113908

Monona, WI

Past

October 28, 2019 - October 2, 2023

SPIRE SECURITIES, LLC

CRD#: 144131

MONONA, WI

Past

July 13, 2013 - November 19, 2019

CABOT LODGE SECURITIES LLC

CRD#: 159712

MONONA, WI

Past

December 13, 2011 - November 19, 2019

CL WEALTH MANAGEMENT LLC

RIA

CRD#: 134922

SCHAUMBURG, IL

Past

February 22, 2011 - August 14, 2013

ALLIED BEACON PARTNERS, INC.

CRD#: 46227

MONONA, WI

Past

September 29, 1993 - February 22, 2011

AMERICAN BEACON PARTNERS, INC.

CRD#: 15791

EAU CLAIRE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPIRE WEALTH MANAGEMENT, LLC

LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC

CRD#: 113908 / SEC#: 801-60468

RIA

Registered Investment Advisory firm - (8/17/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/8/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/28/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 7/25/2001

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 62

Date: 10/4/1999

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 9/28/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SPIRE WEALTH MANAGEMENT, LLC

LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC

CRD#: 113908 / SEC#: 801-60468

RIA

Registered Investment Advisory firm - (8/17/2001 Approved)

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Contact information

Main Address

7901 Jones Branch Dr. Suite 810, Mclean, VA 22102

Mailing Address

7901 Jones Branch Drive Suite 800, Mclean, VA 22102

Phone number

(703) 657-6060

Established

Firm type

Fiscal year end

# of Employees

165

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 SPIRE WEALTH MANAGEMENT ADV 2A (3/30/2025)

Regulatory assets under management

Total Number of Accounts	15,808
AUM (Assets Under Management)	$ 4,617,171,037

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kenneth P. Sorge

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SPIRE SECURITIES, LLC

CABOT LODGE SECURITIES LLC

CL WEALTH MANAGEMENT LLC

ALLIED BEACON PARTNERS, INC.

AMERICAN BEACON PARTNERS, INC.

Primary Firm SEC Registration

SPIRE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/8/2011

Series 63

Date: 9/28/1993

SIE

Date: 10/1/2018

Series 22

Date: 7/25/2001

Series 62

Date: 10/4/1999

Series 6

Date: 9/28/1993

Current Firm

SPIRE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPIRE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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