Kevin J. Corgan
Professional summary
Kevin J Corgan is a registered financial professional currently at ALDER SECURITIES LLC located in Greenwich, Connecticut.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1993. Kevin has worked at 6 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin J Corgan's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 15, 2025 - Present
ALDER SECURITIES LLC
October 1, 2008 - August 15, 2023
J.P. MORGAN SECURITIES LLC
October 13, 2006 - October 1, 2008
J.P. MORGAN SECURITIES INC.
March 11, 2005 - October 18, 2006
MORGAN STANLEY MARKET PRODUCTS INC.
March 17, 2003 - October 18, 2006
MORGAN STANLEY & CO. LLC
August 6, 1993 - March 26, 2003
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/29/2025)
Exams
Series 99TO
Date: 10/15/2025
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/25/2003
Limited Representative-Equity Trader ExamFINRA
Current Firm
ALDER SECURITIES LLC
CRD#: 326041 / SEC#: , 8-71092
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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