Mark A. Stempel
ENCORE WEALTH ADVISORS
Fairfax, CA
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CRD#: 2381666
Professional summary
Mark Alan Stempel, CFP®, who also goes by Mark Alan Stampel, is a registered financial advisor currently at ENCORE WEALTH ADVISORS, LLC located in Fairfax, California.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Mark has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Biography
We believe that the future of personal finance requires an advisor who Is conversant with all aspects of the client’s life, not just their investments—not even just their finances.
Question & Answer
What are your service offerings?
Social Security Planning
Retirement Income Management
Tax Planning
Retirement Planning
Do you have an area of expertise or specialization?
Business Owners
Entrepreneurs
Fixed Fee (Subscription, Retai...
Retirement Plan Investment Adv...
Socially Responsible Investmen...
Tax Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Mark Alan Stampel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Name of other business: Margane, LLC; Is business Investment related: The business is invested in passive real estate investments; Address of other business: Fairfax, CA; Nature of other business: Real Estate Investment; Your position: Manager; Title and relationship with other business: passive real estate investor; Start date of relationship: 01/19/2005; Approx. # of hours /month devote to other business: 2/month; Number of hours devoted to other business during securities trading hours: 0; Briefly describe duties: reviewing monthly financial statements and wiring quarterly distributions to members. 2. 1. Name of other business: 14 Maiden, LLC; Is business Investment related: The business is invested in a 4-plex; Address of other business: Fairfax, CA; Nature of other business: Real Estate Investment; Your position: Manager; Start date of relationship: 04/15/2005; Approx. # of hours /month devote to other business: 2/month; Number of hours devoted to other business during securities trading hours: 0; Briefly describe duties: reviewing monthly financial statements and corresponding with property manager.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Alan Stempel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
January 20, 2011 - Present
ENCORE WEALTH ADVISORS, LLC
RIA
CRD#: 115336
Fairfax, CA
Past
May 19, 1998 - July 5, 2000
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Past
February 25, 1997 - June 8, 1998
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Past
January 24, 1997 - February 11, 1997
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Past
November 18, 1993 - January 10, 1997
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/20/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
ENCORE WEALTH ADVISORS, LLC
ENCORE WEALTH ADVISORS, LLC | MARK STEMPEL & ASSOCIATES | MARK ALAN STEMPEL | MAIN STREET ADVISORS
CRD#: 115336 / SEC#:
Arizona
Registered Investment Advisory firm - (10/6/2020 Terminated)California
Registered Investment Advisory firm - (8/15/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Nevada City, CA
Mailing Address
Phone number
(520) 235-6985
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 14,454,514 |
Red Flags
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