Kent H. Burrow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kent Harold Burrow was a registered financial professional .
Kent is a previously registered financial professional and started their career in finance in 1993. Kent had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2014 - May 28, 2015
DEERFIELD
April 6, 2006 - June 20, 2006
BANC ONE SECURITIES CORPORATION
August 17, 1993 - August 8, 1995
AMERICAN GENERAL EQUITY SERVICES CORPORATION
Primary Firm SEC Registration
DEERFIELD
CRD#: 104964 / SEC#: 801-25156
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DEERFIELD
CRD#: 104964 / SEC#: 801-25156
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 938 |
| AUM (Assets Under Management) | $ 958,738,339 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/05/2025 | ||
| 09/24/2024 | ||
| 01/04/2024 | ||
| 01/09/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
