Joseph H. Mcgee
Professional summary
Joseph Holton Mcgee, who also goes by Holt Mcgee, is a registered financial professional currently at RIVERSOURCE DISTRIBUTORS, INC. located in Minneapolis, Minnesota.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1993. Joseph has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Holton Mcgee's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2020 - Present
RIVERSOURCE DISTRIBUTORS, INC.
Office #1: 901 3rd Ave S, Minneapolis, MN 55402March 7, 2018 - April 20, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
March 7, 2017 - October 16, 2017
ONEAMERICA SECURITIES, INC.
August 19, 2014 - March 2, 2015
OSAIC SERVICES, INC.
August 17, 2011 - December 19, 2013
MSI FINANCIAL SERVICES, INC.
January 16, 2009 - July 25, 2011
METLIFE INVESTORS DISTRIBUTION COMPANY
February 26, 2002 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
November 10, 2001 - February 8, 2002
METROPOLITAN LIFE INSURANCE COMPANY
November 10, 2001 - February 12, 2009
MSI FINANCIAL SERVICES, INC.
February 7, 2000 - October 23, 2001
HIMCO DISTRIBUTION SERVICES COMPANY
November 16, 1993 - January 6, 2000
VERAVEST INVESTMENTS, INC.
August 25, 1993 - September 23, 1993
DICKINSON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/16/2024)
(1/16/2024)
(1/16/2024)
(4/20/2020)
(7/6/2023)
(1/16/2024)
(4/20/2020)
(4/20/2020)
(1/16/2024)
(1/16/2024)
(4/20/2020)
Exams
FINRA
Current Firm
RIVERSOURCE DISTRIBUTORS, INC.
CRD#: 139135 / SEC#: , 8-67196
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERIPRISE FINANCIAL, INC | SHAREHOLDER | |
| ALVERO, GUMER CRUZ | CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | 1975307 |
| KNEESHAW, JESSICA A | DIRECTOR | 4619188 |
| LASSWELL, MARK THOMAS | CHIEF COMPLIANCE OFFICER | 2092593 |
| MATTOX, MICHAEL SCOTT | CHIEF FINANCIAL OFFICER | 4383501 |
| MINELLA, PAULA J | GENERAL COUNSEL | 7355568 |
| SHERMAN, KARA DALY | DIRECTOR (TEXAS DESIGNATED OFFICER) | 4567825 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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