William H. Flaherty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Hodson Flaherty II, who also goes by Bill Flaherty, Bill Flaherty II, Bull Flaherty, William Flaherty, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1994. William had worked at 14 firms and has passed the Series 63, Series 82TO, Series 57TO, SIE, Series 55, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2018 - December 16, 2024
WEILD & CO.
September 28, 2017 - March 9, 2018
NEXT FINANCIAL GROUP, INC.
October 23, 2015 - December 31, 2016
NATIONAL SECURITIES CORPORATION
February 18, 2014 - August 12, 2014
CASIMIR CAPITAL L.P.
December 20, 2012 - May 20, 2013
MLV & CO. LLC
April 2, 2012 - October 15, 2012
WFG INVESTMENTS, INC.
April 20, 2011 - March 27, 2012
GLOBAL HUNTER SECURITIES, LLC
July 23, 2009 - April 19, 2011
PRITCHARD CAPITAL PARTNERS, LLC
January 7, 2005 - July 21, 2009
NATIXIS SECURITIES AMERICAS LLC
May 27, 2003 - January 12, 2005
D.A. DAVIDSON & CO.
September 3, 2002 - April 23, 2003
MORGAN KEEGAN & COMPANY, LLC
January 7, 2000 - July 25, 2002
FROST SECURITIES, INC.
August 18, 1997 - January 6, 2000
HILLTOP SECURITIES INC.
March 3, 1994 - July 23, 1997
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/11/1999
Limited Representative-Equity Trader ExamSeries 8
Date: 7/24/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WEILD & CO.
CRD#: 132398 / SEC#: , 8-66593
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
