RJ
Richard P. Joyal
FLAGSHIP WEALTH ADVISORS.
Wakefield, MA 01880
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CRD#: 2381353
RJ
Professional summary
Richard Paul Joyal JR is a registered financial advisor currently at FLAGSHIP WEALTH ADVISORS, LLC. located in Wakefield, Massachusetts.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Richard has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JCM CT ACQUISITIONS LLC; NON-INVESTMENT RELATED; 50 RESNIK ROAD PLYMOUTH MA 02360; MEMBER; STARTED 09/12/2005; 10 HRS/MTH; 10 HRS/MTH DURING ST HOURS; PROPERTY MANAGEMENT. 2) JOYAL CAPITAL MANAGEMENT LLC; NON-INVESTMENT RELATED; 50 RESNIK ROAD PLYMOUTH MA 02360; MANAGING DIRECTOR; STARTED 11/01/2004; 160 HRS/MTH; 160 HRS/MTH DURING ST HOURS; OVERSEE WEB SITE MANAGEMENT AND ADVERTISING FOR BUSINESS ASSOCIATED WITH THIS ENTITY.
2)JOYAL INSURANCE AGENCY
POSITION: PRINCIPAL NATURE: LLC INVESTMENT RELATED: NO NUMBER OF HOURS: 100 INVESTMENT RELATED HOURS: 100 START DATE: 03/01/1982
ADDRESS: 50 RESNICK ROAD, PLYMOUTH MA 02360
DESCRIPTION: INSURANCE SALES, ESTATE PLANNING, INSURANCE PRODUCTS SALES
CRS (Client Relationship Summary) - RIA
Click below to view Richard Paul Joyal JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 30, 2017 - Present
FLAGSHIP WEALTH ADVISORS, LLC.
Office #1: 301 Edgewater Place Suite 400, Wakefield, MA 01880RIA
CRD#: 131962
Wakefield, MA
Past
November 19, 2001 - November 4, 2014
OSAIC WEALTH, INC.
BD
CRD#: 23131
PLYMOUTH, MA
Past
January 2, 2001 - January 22, 2001
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
May 3, 1999 - November 26, 2001
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
April 16, 1998 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
September 27, 1993 - May 9, 1996
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FLAGSHIP WEALTH ADVISORS, LLC.
FLAGSHIP ADVISORS LLC | FLAGSHIP WEALTH ADVISORS, LLC. | FLAGSHIP FINANCIAL ADVISORS, LLC
CRD#: 131962 / SEC#: 801-112001
RIA
Registered Investment Advisory firm - (11/2/2017 Approved)Arizona
Registered Investment Advisory firm - (11/6/2017 Terminated)Connecticut
Registered Investment Advisory firm - (11/6/2017 Terminated)Florida
Registered Investment Advisory firm - (11/6/2017 Terminated)Louisiana
Registered Investment Advisory firm - (11/8/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (11/6/2017 Terminated)New Jersey
Registered Investment Advisory firm - (1/2/2018 Terminated)New York
Registered Investment Advisory firm - (11/6/2017 Terminated)Texas
Registered Investment Advisory firm - (11/6/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(5/30/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FW
FLAGSHIP WEALTH ADVISORS, LLC.
FLAGSHIP ADVISORS LLC | FLAGSHIP WEALTH ADVISORS, LLC. | FLAGSHIP FINANCIAL ADVISORS, LLC
CRD#: 131962 / SEC#: 801-112001
RIA
Registered Investment Advisory firm - (11/2/2017 Approved)Arizona
Registered Investment Advisory firm - (11/6/2017 Terminated)Connecticut
Registered Investment Advisory firm - (11/6/2017 Terminated)Florida
Registered Investment Advisory firm - (11/6/2017 Terminated)Louisiana
Registered Investment Advisory firm - (11/8/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (11/6/2017 Terminated)New Jersey
Registered Investment Advisory firm - (1/2/2018 Terminated)New York
Registered Investment Advisory firm - (11/6/2017 Terminated)Texas
Registered Investment Advisory firm - (11/6/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
301 Edgewater Place Suite 400, Wakefield, MA 01880
Mailing Address
Phone number
(800) 631-9997
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 698 |
| AUM (Assets Under Management) | $ 607,544,183 |
Red Flags
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Company Information
FLAGSHIP WEALTH ADVISORS, LLC.
CRD#: 131962Wakefield, MA 01880TRUST BUT VERIFY
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