Frank J. Digiovanni

DIGIOVANNI FINANCIAL GROUP

Sarasota, FL

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CRD#: 2381278

Professional summary

Frank Joseph Digiovanni JR is a registered financial advisor currently at DIGIOVANNI FINANCIAL GROUP, LLC located in Sarasota, Florida.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Frank has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I HELPED START A USED BOAT CLASSIFIED WEBSITE. IT IS NOT INVESTMENT RELATED. I SPEND LESS THEN 10HR WEEK WITH WEBSITE. OTHERS RUN THE WEBSITE. Formed Schoolvite, LLC in April of 2018 to assist schools in Bradenton, Florida fund-raise and schedule fund-raising events. The business is not investment-related. Mr. DiGiovanni serves as the Managing Member overseeing the business operations during the evening hours and on the weekend.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Joseph Digiovanni JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 30, 2007 - Present

DIGIOVANNI FINANCIAL GROUP, LLC

RIA

CRD#: 134973

Sarasota, FL

Past

October 30, 2007 - December 31, 2011

DIGIOVANNI FINANCIAL GROUP, LLC

RIA

CRD#: 134973

BRADENTON, FL

Past

October 16, 2001 - March 28, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

SARASOTA, FL

Past

October 11, 2001 - March 28, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

August 24, 2000 - June 11, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

June 27, 1996 - August 28, 2000

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

July 20, 1994 - August 1, 1995

FAS WEALTH MANAGEMENT SERVICES, INC.

CRD#: 10164

SARASOTA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/30/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/14/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/1/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/19/1994

General Securities Representative Examination

Current Firm

DIGIOVANNI FINANCIAL GROUP, LLC

BUYBOATNOW.COM | DIGIOVANNI FINANCIAL GROUP, LLC | BUYBOATNOW.COM, INC

CRD#: 134973 / SEC#:

Florida

Registered Investment Advisory firm - (10/30/2007 Approved)

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Contact information

Main Address

Sarasota, FL

Mailing Address

Phone number

(941) 445-0832

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 11,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Frank J. Digiovanni

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Joseph Digiovanni JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

DIGIOVANNI FINANCIAL GROUP, LLC

DIGIOVANNI FINANCIAL GROUP, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

MORGAN STANLEY DW INC.

AMERIPRISE ADVISOR SERVICES, INC.

FAS WEALTH MANAGEMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/14/2005

Series 63

Date: 2/1/1997

Series 7

Date: 7/19/1994

Current Firm

DIGIOVANNI FINANCIAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DIGIOVANNI FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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