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Frank Joseph Digiovanni Jr

DIGIOVANNI FINANCIAL GROUP
SARASOTA, FL
·CRD# 2381278·32 years experience

Professional Summary

Frank Joseph Digiovanni JR is a registered financial advisor currently at DIGIOVANNI FINANCIAL GROUP, LLC located in Sarasota, Florida. Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Frank has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

DIGIOVANNI FINANCIAL GROUP, LLC·CRD# 134973
RIA
Sarasota, FL
October 30, 2007 - Present
DIGIOVANNI FINANCIAL GROUP, LLC·CRD# 134973
RIA
Sarasota, FL
October 30, 2007 - December 31, 2025
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
RIA
Sarasota, FL
October 16, 2001 - March 28, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
St. Petersburg, FL
October 11, 2001 - March 28, 2005
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
August 24, 2000 - June 11, 2001
AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
BD
Detroit, MI
June 27, 1996 - August 28, 2000
FAS WEALTH MANAGEMENT SERVICES, INC.·CRD# 10164
BD
Sarasota, FL
July 20, 1994 - August 1, 1995

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Current Firm

DF
DIGIOVANNI FINANCIAL GROUP, LLC

BUYBOATNOW.COM | DIGIOVANNI FINANCIAL GROUP, LLC | BUYBOATNOW.COM, INC

CRD#: 134973
Florida
Registered Investment Advisory firm - Florida (10/30/2007 Approved)

Contact Information

Main Address

Sarasota, FL

Phone Number

(941) 445-0832

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

13

AUM (Assets Under Management)

$12,400,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I HELPED START A USED BOAT CLASSIFIED WEBSITE. IT IS NOT INVESTMENT RELATED. I SPEND LESS THEN 10HR WEEK WITH WEBSITE. OTHERS RUN THE WEBSITE. Formed Schoolvite, LLC in April of 2018 to assist schools in Bradenton, Florida fund-raise and schedule fund-raising events. The business is not investment-related. Mr. DiGiovanni serves as the Managing Member overseeing the business operations during the evening hours and on the weekend.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(10/30/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1997About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1994About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Frank Joseph Digiovanni JR's CRS (Customer Relationship Summary).

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