John W. Wiseman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John William Wiseman was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2016 - April 30, 2019
P. A. N. SECURITIES, LP
July 20, 2004 - October 26, 2016
FACTSET DATA SYSTEMS, INC.
March 13, 2002 - June 4, 2004
INSTITUTIONAL DIRECT INC.
May 16, 2001 - March 12, 2002
LYNCH, JONES & RYAN LLC
August 1, 2000 - March 12, 2002
INSTINET, LLC
September 8, 1993 - August 1, 2000
REUTERS C CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
P. A. N. SECURITIES, LP
CRD#: 104823 / SEC#: , 8-52964
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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