Daniel J. Deming

KKM FINANCIAL LLC

Chicago, IL 60604

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CRD#: 2381153

Professional summary

Daniel Joseph Deming, who also goes by Dan Deming, is a registered financial advisor currently at KKM FINANCIAL LLC located in Chicago, Illinois.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Daniel has worked at 4 firms and has passed the Series 65, Series 56 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Deming

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Joseph Deming's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2015 - Present

KKM FINANCIAL LLC

Office #1: 141 W. Jackson Suite 1711, Chicago, IL 60604

RIA

CRD#: 165136

Chicago, IL

Past

March 3, 2015 - July 31, 2015

EQUITY ARMOR INVESTMENTS

RIA

CRD#: 156327

CHICAGO, IL

Past

June 20, 2014 - December 31, 2014

EQUITY ARMOR INVESTMENTS

RIA

CRD#: 156327

CHICAGO, IL

Past

February 20, 2012 - May 1, 2014

STUTLAND EQUITIES,LLC

CRD#: 121941

CHICAGO, IL

Past

April 25, 2011 - December 22, 2011

303 EQUITY TRADING GROUP II, LLC

CRD#: 147292

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KKM FINANCIAL LLC

KILLIR KAPITAL MANAGEMENT | KKM FINANCIAL LLC | KILLIR KAPITAL MANAGEMENT, LLC

CRD#: 165136 / SEC#: 801-77094

RIA

Registered Investment Advisory firm - (9/6/2012 Approved)

Illinois

Registered Investment Advisory firm - (2/18/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(6/10/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/20/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 56

Date: 8/11/2011

Proprietary Trader Qualification Examination

Principal/Supervisory Exam

Series 24

Date: 10/15/2012

General Securities Principal Examination

Current Firm

KKM FINANCIAL LLC

KILLIR KAPITAL MANAGEMENT | KKM FINANCIAL LLC | KILLIR KAPITAL MANAGEMENT, LLC

CRD#: 165136 / SEC#: 801-77094

RIA

Registered Investment Advisory firm - (9/6/2012 Approved)

Illinois

Registered Investment Advisory firm - (2/18/2014 Terminated)

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Contact information

Main Address

141 W. Jackson Suite 1711, Chicago, IL 60604

Mailing Address

Phone number

(312) 448-7230

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KKM FINANCIAL FIRM BROCHURE 2025 (3/30/2025)

Regulatory assets under management

Total Number of Accounts	204
AUM (Assets Under Management)	$ 365,960,325

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel J. Deming

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Joseph Deming's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITY ARMOR INVESTMENTS

EQUITY ARMOR INVESTMENTS

STUTLAND EQUITIES,LLC

303 EQUITY TRADING GROUP II, LLC

Primary Firm SEC Registration

KKM FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/20/2014

Series 56

Date: 8/11/2011

Series 24

Date: 10/15/2012

Current Firm

KKM FINANCIAL LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KKM FINANCIAL LLC

TRUST BUT VERIFY

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