David C. Sheridan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Chase Sheridan, who also goes by Chase D Sheridan, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1998. David had worked at 3 firms and has passed the SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2007 - December 5, 2019
RUANE, CUNNIFF & GOLDFARB LLC
November 20, 2002 - February 20, 2003
ARAGON INVESTMENTS, LTD.
March 25, 1998 - November 10, 1998
BNP PARIBAS BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/21/2003
Limited Representative-Equity Trader ExamCurrent Firm
RUANE, CUNNIFF & GOLDFARB LLC
CRD#: 130062 / SEC#: , 8-14702
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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