Bruce E. Rado
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Eugene Rado, CFP®, who also goes by Bruce Rado, was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1993. Bruce had worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2018 - December 31, 2024
BROKERAGESELECT
November 19, 2012 - August 22, 2016
BROKERAGESELECT
June 5, 2009 - January 26, 2011
MDB CAPITAL
August 15, 2005 - December 10, 2007
A. G. EDWARDS & SONS, INC.
May 3, 2000 - December 10, 2007
A. G. EDWARDS & SONS, INC.
September 22, 1998 - May 16, 2000
WACHOVIA SECURITIES, INC.
August 7, 1997 - April 9, 1998
VOLPE BROWN WHELAN & COMPANY, LLC
August 25, 1995 - May 9, 1997
DB ALEX. BROWN LLC
October 22, 1993 - August 2, 1995
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 8
Date: 4/6/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BROKERAGESELECT
CRD#: 47974 / SEC#: , 8-51996
Contact information
FINRA licenses (23 States and Territories)
Red Flags
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