Chad K. Stephens

BUCKHEAD CAPITAL MANAGEMENT

Atlanta, GA 30339-5995

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CRD#: 2380635

Professional summary

Chad Kallam Stephens is a registered financial advisor currently at BUCKHEAD CAPITAL MANAGEMENT, LLC located in Atlanta, Georgia.

Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Chad has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Kallam Stephens's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2021 - Present

BUCKHEAD CAPITAL MANAGEMENT, LLC

Office #1: 3100 Cumberland Boulevard Suite 1450, Atlanta, GA 30339-5995

RIA

CRD#: 110707

Atlanta, GA

Past

April 1, 1999 - November 6, 2000

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Past

June 1, 1998 - April 1, 1999

WACHOVIA CAPITAL MARKETS, INC.

CRD#: 44964

WINSTON SALEM, NC

Past

April 21, 1997 - June 1, 1998

WACHOVIA BROKERAGE SERVICE

CRD#: 17503

WINSTON SALEM, NC

Past

August 24, 1993 - December 31, 1994

WACHOVIA BROKERAGE SERVICE

CRD#: 17503

WINSTON SALEM, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUCKHEAD CAPITAL MANAGEMENT, LLC

BCM PRIVATE WEALTH MANAGEMENT | BUCKHEAD CAPITAL MANAGEMENT, LLC

CRD#: 110707 / SEC#: 801-57810

RIA

Registered Investment Advisory firm - (8/9/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(12/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/26/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/1/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/23/1993

General Securities Representative Examination

Current Firm

BUCKHEAD CAPITAL MANAGEMENT, LLC

BCM PRIVATE WEALTH MANAGEMENT | BUCKHEAD CAPITAL MANAGEMENT, LLC

CRD#: 110707 / SEC#: 801-57810

RIA

Registered Investment Advisory firm - (8/9/2000 Approved)

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Contact information

Main Address

3100 Cumberland Boulevard Suite 1450, Atlanta, GA 30339-5995

Mailing Address

Phone number

(404) 720-8800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BUCKHEAD CAPITAL FORM ADV PART 2A 3.2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	339
AUM (Assets Under Management)	$ 5,171,178,018

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/08/2025	Cover Page	Report
08/14/2023	Cover Page	Report
10/20/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Chad K. Stephens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Kallam Stephens's CRS (Customer Relationship Summary).

Certified licenses

Experience

WACHOVIA SECURITIES, INC.

WACHOVIA CAPITAL MARKETS, INC.

WACHOVIA BROKERAGE SERVICE

WACHOVIA BROKERAGE SERVICE

Primary Firm SEC Registration

BUCKHEAD CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/26/2021

Series 63

Date: 7/1/1997

Series 7

Date: 8/23/1993

Current Firm

BUCKHEAD CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BUCKHEAD CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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