TS
Thomas H. Salotti
CANTOR FITZGERALD INVESTMENT ADVISORS
New York, NY 10022
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CRD#: 2380595
TS
Professional summary
Thomas Howard Salotti is a registered financial advisor currently at CANTOR FITZGERALD INVESTMENT ADVISORS located in New York, New York and CANTOR FITZGERALD & CO. located in New York, New York.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Thomas has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Howard Salotti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 13, 2021 - Present
CANTOR FITZGERALD INVESTMENT ADVISORS
Office #1: 110 East 59th Street 7th Floor, New York, NY 10022RIA
CRD#: 159296
New York, NY
Current
September 9, 2021 - Present
CANTOR FITZGERALD & CO.
Office #1: 110 East 59th Street 5th Floor Dcm, New York, NY 10022BD
CRD#: 134
New York, NY
Past
December 20, 2005 - October 7, 2020
CLEARBRIDGE INVESTMENTS, LLC
RIA
CRD#: 137028
NEW YORK, NY
Past
December 1, 2005 - October 7, 2020
FRANKLIN DISTRIBUTORS, LLC
BD
CRD#: 109064
STAMFORD, CT
Past
June 9, 2005 - December 21, 2005
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
STAMFORD, CT
Past
February 15, 2005 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
June 3, 2003 - February 23, 2005
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
June 7, 2000 - December 20, 2001
NAVELLIER SECURITIES CORP.
BD
CRD#: 34861
RENO, NV
Past
November 19, 1997 - October 29, 1999
NORTHSTAR DISTRIBUTORS, INC.
BD
CRD#: 20863
STAMFORD, CT
Past
March 7, 1996 - March 6, 1997
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
February 10, 1995 - November 15, 1995
SANDS BROTHERS & CO., LTD.
BD
CRD#: 26816
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CANTOR FITZGERALD INVESTMENT ADVISORS
BSP MEMBER MANAGER, LLC (RELYING ADVISOR) | FLIPPIN BRUCE & PORTER | EFFICIENT MARKET ADVISORS | CDMF, LLC (RELYING ADVISOR) | CDF II, LLC (RELYING ADVISOR) | CANTOR FITZGERALD INVESTMENT ADVISORS, L.P. | CANTOR FITZGERALD INVESTMENT ADVISORS
CRD#: 159296 / SEC#: 801-72852
RIA
Registered Investment Advisory firm - (11/15/2011 Approved)Delaware
Registered Investment Advisory firm - (5/22/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/27/2023)
RR
Alaska(1/27/2023)
RR
Arizona(1/27/2023)
RR
Arkansas(1/27/2023)
RR
California(1/27/2023)
RR
Colorado(1/27/2023)
RR
Connecticut(1/27/2023)
RR
Delaware(1/27/2023)
RR
District of Columbia(1/27/2023)
RR
Florida(1/27/2023)
RR
Georgia(1/27/2023)
RR
Hawaii(1/27/2023)
RR
Idaho(1/27/2023)
RR
Illinois(9/21/2021)
RR
Indiana(1/27/2023)
RR
Iowa(9/21/2021)
RR
Kansas(1/27/2023)
RR
Kentucky(1/27/2023)
RR
Louisiana(9/21/2021)
RR
Maine(1/27/2023)
RR
Maryland(1/27/2023)
RR
Massachusetts(1/27/2023)
RR
Michigan(1/27/2023)
RR
Minnesota(9/21/2021)
RR
Mississippi(1/27/2023)
RR
Missouri(9/21/2021)
RR
Montana(1/30/2023)
RR
Nebraska(1/27/2023)
RR
Nevada(1/27/2023)
RR
New Hampshire(1/27/2023)
RR
New Jersey(1/30/2023)
RR
New Mexico(1/27/2023)
RR
New York(9/9/2021)
IAR
New York(6/16/2023)
RR
North Carolina(1/27/2023)
RR
North Dakota(1/27/2023)
RR
Ohio(1/30/2023)
RR
Oklahoma(9/21/2021)
RR
Oregon(1/27/2023)
RR
Pennsylvania(1/27/2023)
RR
Puerto Rico(1/27/2023)
RR
Rhode Island(1/27/2023)
RR
South Carolina(1/27/2023)
RR
South Dakota(1/27/2023)
RR
Tennessee(1/27/2023)
RR
Texas(9/21/2021)
RR
Utah(1/27/2023)
RR
Vermont(1/27/2023)
RR
Virginia(1/27/2023)
RR
Washington(1/27/2023)
RR
West Virginia(1/27/2023)
RR
Wisconsin(9/21/2021)
RR
Wyoming(1/27/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
CF
CANTOR FITZGERALD INVESTMENT ADVISORS
BSP MEMBER MANAGER, LLC (RELYING ADVISOR) | FLIPPIN BRUCE & PORTER | EFFICIENT MARKET ADVISORS | CDMF, LLC (RELYING ADVISOR) | CDF II, LLC (RELYING ADVISOR) | CANTOR FITZGERALD INVESTMENT ADVISORS, L.P. | CANTOR FITZGERALD INVESTMENT ADVISORS
CRD#: 159296 / SEC#: 801-72852
RIA
Registered Investment Advisory firm - (11/15/2011 Approved)Delaware
Registered Investment Advisory firm - (5/22/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
110 East 59th Street 7th Floor, New York, NY 10022
Mailing Address
Phone number
(212) 915-1722
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,286 |
| AUM (Assets Under Management) | $ 2,384,816,869 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
