Mary A. Majerus-lambert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Anne Majerus-lambert, who also goes by Mary Anne Majerus, Mary Anne Majeruslambert, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1998. Mary had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2013 - January 4, 2017
ALPS DISTRIBUTORS, INC.
August 16, 2006 - July 3, 2012
PROFUNDS DISTRIBUTORS, INC.
August 15, 2005 - May 17, 2006
CALVERT INVESTMENT DISTRIBUTORS, INC.
June 14, 2002 - May 20, 2004
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
November 27, 2000 - March 15, 2001
CITIZENS SECURITIES, INC.
February 14, 2000 - June 19, 2000
VERAVEST INVESTMENTS, INC.
June 17, 1998 - September 8, 1998
GT GLOBAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
