AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
PH

Patricia S. Hornak-box

ODA AND COMPANY
Medina, OH 44256-2222
Some features on this profile are disabled
CRD#: 2380487
PH

Professional summary


Patricia Sue Hornak-box, who also goes by Patricia Sue Hornak, Patricia Sue Subramaniam, is a registered financial advisor currently at ODA AND COMPANY, INC. located in Medina, Ohio.

Patricia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Patricia has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Patricia Sue Hornak | Patricia Sue Subramaniam

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 07/30/08 - NON-VARIABLE INSURANCE, OUTSIDE INSURANCE. 2. 02/03/2010 - DBA ONLY, SIMPLY FINANCIAL WEALTH MANAGEMENT, LLC, OK.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Patricia Sue Hornak-box's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 27, 2003 - Present

ODA AND COMPANY, INC.

Office #1: 416 West Liberty, Medina, OH 44256-2222Office #2: 4199 Kinross Lakes Pkwy. Suite 275, Richfield, OH 44286Office #3: 416 West Liberty, Medina, OH 44256-2222
RIA
CRD#: 119952
Medina, OH
Past

October 15, 1999 - May 26, 2023

LPL FINANCIAL LLC

RIA
CRD#: 6413
BROKEN ARROW, OK
Past

March 11, 1999 - May 26, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
BROKEN ARROW, OK
Past

July 19, 1996 - March 16, 1999

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

October 12, 1993 - August 8, 1996

MONEY CONCEPTS CAPITAL CORP

BD
CRD#: 12963
PALM BEACH GARDENS, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(1/27/2003)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 7/23/2008
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


OA
ODA AND COMPANY, INC.
ODA AND COMPANY, INC.

CRD#: 119952 / SEC#:

Florida
Registered Investment Advisory firm - (10/19/2016 Approved)
Ohio
Registered Investment Advisory firm - (11/4/1999 Approved)
Texas
Registered Investment Advisory firm - (2/8/2017 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
416 West Liberty Street, Medina, OH 44256-2222
Mailing Address
Phone number
(330) 725-8911
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts263
AUM (Assets Under Management)$ 111,258,914

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ODA AND COMPANY, INC.

CRD#: 119952Medina, OH 44256-2222

TRUST BUT VERIFY

Monitor Patricia Hornak-box

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Andrew James Lehman
Andrew LehmanAdvisorCheck Check Mark
INSPIRE ADVISORS, LLC
IAR
Columbus, OH
Luke Kacer
Luke KacerAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Tucson, AZ
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.