Edward J. Stock
Professional summary
Edward James Stock JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Edward is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Edward had worked at 6 firms, which includes THE MINNEAPOLIS COMPANY INC., FORTRESS FINANCIAL GROUP LTD., INTERNATIONAL BOND AND SHARE INC., PACIFIC CORTEZ SECURITIES INCORPORATED, ALDEN CAPITAL MARKETS INC., KENSINGTON WELLS INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 1998 - July 27, 1999
THE MINNEAPOLIS COMPANY, INC.
June 10, 1998 - July 14, 1998
FORTRESS FINANCIAL GROUP, LTD.
February 10, 1998 - May 5, 1998
INTERNATIONAL BOND AND SHARE, INC.
July 24, 1997 - December 31, 1997
PACIFIC CORTEZ SECURITIES INCORPORATED
December 12, 1996 - April 15, 1997
ALDEN CAPITAL MARKETS, INC.
August 23, 1993 - November 26, 1997
KENSINGTON WELLS INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
THE MINNEAPOLIS COMPANY, INC.
CRD#: 38859 / SEC#: , 8-48448
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
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