John T. Carlisle

AMERICANA PARTNERS

Dallas, TX 75225

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CRD#: 2379881

Professional summary

John Thomas Carlisle is a registered financial advisor currently at AMERICANA PARTNERS, LLC located in Dallas, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. John has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

12/2016 Five Pesos Partners LLC; Member/Owner; Ticket Brokerage business; 525 North St. Paul Street Dallas, TX 75201; Non Investment Related; .Approximately 1 hour per week; 0 hours during trading hours; 1 board meeting a year/ No activities other than occasionally use the inventory for personal use

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Thomas Carlisle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 19, 2023 - Present

AMERICANA PARTNERS, LLC

Office #1: 8343 Douglas Ave. Suite 150, Dallas, TX 75225

RIA

CRD#: 301354

Dallas, TX

Past

December 3, 2019 - June 26, 2023

JEFFERIES LLC

CRD#: 2347

DALLAS, TX

Past

October 5, 2009 - June 4, 2019

MORGAN STANLEY & CO. LLC

CRD#: 8209

DALLAS, TX

Past

December 5, 2003 - August 19, 2009

UBS SECURITIES LLC

CRD#: 7654

DALLAS, TX

Past

March 1, 2002 - December 5, 2003

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

July 12, 2001 - March 1, 2002

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

Past

January 13, 2001 - July 23, 2001

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

April 23, 1999 - January 13, 2001

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

October 16, 1995 - April 14, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

April 15, 1994 - August 17, 1995

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERICANA PARTNERS, LLC

AMERICANA PARTNERS INTERNATIONAL, LLC | NRG ADVISORS, LLC | AMERICANA PARTNERS, LLC

CRD#: 301354 / SEC#: 801-115018

RIA

Registered Investment Advisory firm - (4/17/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/18/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/23/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/25/1994

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/18/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 10/9/2001

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 6/23/1995

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

AMERICANA PARTNERS, LLC

AMERICANA PARTNERS INTERNATIONAL, LLC | NRG ADVISORS, LLC | AMERICANA PARTNERS, LLC

CRD#: 301354 / SEC#: 801-115018

RIA

Registered Investment Advisory firm - (4/17/2019 Approved)

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Contact information

Main Address

811 Louisiana Street Suite 2420, Houston, TX 77002

Mailing Address

Phone number

(713) 429-5552

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR AMERICANA PARTNERS, LLC (6/18/2025)

Regulatory assets under management

Total Number of Accounts	5,931
AUM (Assets Under Management)	$ 6,082,612,320

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John T. Carlisle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Thomas Carlisle's CRS (Customer Relationship Summary).

Certified licenses

Experience

JEFFERIES LLC

MORGAN STANLEY & CO. LLC

UBS SECURITIES LLC

ABN AMRO INCORPORATED

ABN AMRO SECURITIES LLC

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

AMERICANA PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/18/1995

Series 63

Date: 3/23/1994

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 10/25/1994

Series 7

Date: 2/18/1994

Series 10

Date: 1/2/2023

Series 9

Date: 1/2/2023

Series 24

Date: 10/9/2001

Series 8

Date: 6/23/1995

Current Firm

AMERICANA PARTNERS, LLC

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMERICANA PARTNERS, LLC

TRUST BUT VERIFY

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