Elizabeth M. Uhl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Mary Uhl, who also goes by Elizabeth Mary Schwab, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1999. Elizabeth had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2005 - April 21, 2016
SUMMIT PORTFOLIO ADVISORS, LLC
September 8, 2000 - August 26, 2005
PORTFOLIO BROKERAGE SERVICES, INC.
September 17, 1999 - July 14, 2000
IDS LIFE INSURANCE COMPANY
September 17, 1999 - July 14, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
SUMMIT PORTFOLIO ADVISORS, LLC
CRD#: 134092 / SEC#: 801-70098
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
