Jimmy C. Harris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jimmy Craig Harris, who also goes by Jim Craig Harris, was a registered financial professional .
Jimmy is a previously registered financial professional and started their career in finance in 1968. Jimmy had worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 1989 - December 31, 2024
NAVIGATOR SECURITIES LIMITED
March 30, 1988 - November 7, 1988
AETNA LIFE INSURANCE AND ANNUITY COMPANY
September 5, 1984 - October 26, 1987
FIRST SECURITIES CORPORATION OF THE SOUTHWEST
December 9, 1983 - August 30, 1984
HPI CORPORATION
May 1, 1979 - June 30, 1984
USLIFE EQUITY SALES CORP.
December 1, 1973 - May 1, 1979
LINCOLN EQUITIES CORPORATION
November 27, 1968 - May 30, 1974
CONSOLIDATED PROGRAMS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 11/19/1968
Registered Representative ExaminationSeries 00
Date: 2/23/1973
General Securities Principal ExaminationCurrent Firm
NAVIGATOR SECURITIES LIMITED
CRD#: 22373 / SEC#: , 8-39700
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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