Robert Z. Blocksom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Zahrt Blocksom JR, who also goes by Bob Blocksom Jr, Bob Blocksom, Robert Zahrt Blocksom, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1970. Robert had worked at 12 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2004 - March 30, 2005
MOLONEY SECURITIES CO., INC.
June 4, 2001 - October 1, 2002
STIPEK SECURITIES, LLC
August 24, 1990 - April 10, 2001
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
November 13, 1989 - March 30, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
November 13, 1989 - March 30, 1990
PRUCO SECURITIES, LLC.
February 28, 1989 - October 11, 1989
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 29, 1987 - December 16, 1988
MARINER FINANCIAL SERVICES, INC.
June 13, 1977 - August 26, 1985
FUNDSELECT ADVISERS, INC.
January 14, 1977 - August 18, 1987
PROVIDENT MARKETING CORPORATION
October 18, 1972 - January 14, 1977
PROVIDENT NATIONAL EQUITIES, INC.
November 18, 1971 - November 16, 1972
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
May 17, 1971 - August 15, 1987
FIRST CLEVELAND INVESTMENTS, INC.
February 18, 1970 - February 25, 1971
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 18, 1970 - February 25, 1971
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/10/1970
Registered Representative ExaminationCurrent Firm
MOLONEY SECURITIES CO., INC.
CRD#: 38535 / SEC#: 801-64722, 8-48326
Contact information
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIAR GREEN HOLDINGS, INC. | OWNER | |
| CORRIGAN, BRIAN PATRICK | INVESTOR/DIRECTOR | 4258969 |
| HANCOCK, DONALD RALPH | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHAIRMAN | 828811 |
| HOLOWATUK, WILLIAM JAMES | DIRECTOR OF COMPLIANCE | 6107023 |
| HUME, SCOTT ALLEN | INVESTOR/DIRECTOR | 2894512 |
| MEDLEY, JOSEPH RONALD JR | INVESTOR/DIRECTOR | 2619119 |
| MOLONEY, EDWARD JOHN JR | PRESIDENT, OFFICER/DIRECTOR | 3188341 |
| ROSEMAN, JEFFREY PATRICK | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL & VP | 6296481 |
| STEEL, GEORGE DONALD | INVESTOR/DIRECTOR | 716992 |
| WIESER, RYAN MATHEW | VICE PRESIDENT, DIRECTOR OF OPERATIONS, CHIEF OPERATING OFFICER/DIRECTOR | 4940639 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
