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JS

Jeffrey D. Schwartz

GIGATRADE BROKERAGE
PARK CITY, UT 84098
CRD#: 2379690
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JS
Jeffrey David SchwartzGIGATRADE BROKERAGE

Professional summary

Jeffrey David Schwartz is a registered financial professional currently at GIGATRADE BROKERAGE, LLC located in Park City, Utah.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1993. Jeffrey has worked at 8 firms and has passed the Series 63, Series 99TO, Series 7TO, Series 3, SIE, Series 55, Series 7, Series 9, Series 14, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey David Schwartz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 29, 2026 - Present

GIGATRADE BROKERAGE, LLC

Office #1: 5532 Lillehammer Lane Suite 100, Park City, UT 84098Office #2: 5532 Lillehammer Lane Suite 100, Park City, UT 84098
BD
CRD#: 332100
PARK CITY, UT
Past

December 15, 2011 - March 20, 2012

LIGHTSPEED TRADING, LLC

BD
CRD#: 35519
CHICAGO, IL
Past

June 7, 2007 - March 20, 2012

POTAMUS TRADING, LLC

BD
CRD#: 142867
CHICAGO, IL
Past

October 19, 2005 - October 2, 2007

TERRA NOVA FINANCIAL, LLC

BD
CRD#: 37761
CHICAGO, IL
Past

June 10, 1999 - September 2, 1999

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

BD
CRD#: 3466
NEW YORK, NY
Past

June 18, 1996 - May 26, 1999

PALI CAPITAL, LLC

BD
CRD#: 40173
NEW YORK, NY
Past

December 20, 1995 - March 15, 1996

CAPITAL SECURITIES OF AMERICA, INC.

BD
CRD#: 36405
HARTVILLE, OH
Past

August 11, 1993 - December 8, 1993

M.L. STERN & CO., LLC.

BD
CRD#: 8327
BEVERLY HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/24/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 5/29/2026
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/18/2025
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 7/16/2024
National Commodity Futures Examination
General Industry/Product Exam
RR
SIE
Date: 1/4/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 3/29/2006
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 10/18/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 4/8/2026
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 14
Date: 10/9/2025
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 4
Date: 3/9/2006
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/27/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GB
GIGATRADE BROKERAGE, LLC
GIGATRADE BROKERAGE, LLC

CRD#: 332100 / SEC#: , 8-71266

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
5532 Lillehammer Lane Suite 100, Park City, UT 84098
Mailing Address
5532 Lillehammer Lane Suite 100, Park City, UT 84098
Phone number
(847) 323-2560
Established
Delaware since 04/12/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
GIGATRADE, LLCSOLE MEMBER
HEBERT, MICHAEL JAMESREGISTERED PRINCIPAL/ROP1229298
JOHNSON, KRISTY KAYFINOP/CFO4470948
SCHWARTZ, JEFFREY DAVIDCHIEF COMPLIANCE OFFICER2379690
SEMPLE, NATHAN HARLIEGHPRESIDENT/COO5878137

Red Flags

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Company Information

GIGATRADE BROKERAGE, LLC

CRD#: 332100Park City, UT 84098

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