Naeem I. Hukkawala
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Naeem Ismail Hukkawala, who also goes by Naeem I Hukkawala, was a registered financial professional .
Naeem is a previously registered financial professional and started their career in finance in 1993. Naeem had worked at 8 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2018 - February 11, 2022
GRAVITAS WEALTH ADVISORS, LLC
July 3, 2017 - March 6, 2018
FM GLOBAL MARKETS INC
June 26, 2012 - January 18, 2017
SYNERGY CAPITAL I, LLC
November 1, 2004 - March 31, 2008
NEWEDGE USA, LLC
September 15, 2000 - May 14, 2004
CREDITEX GROUP, INC.
June 15, 1998 - December 22, 1998
J.P. MORGAN SECURITIES LLC
August 6, 1997 - March 23, 1998
LAIDLAW GLOBAL SECURITIES, INC.
March 31, 1994 - September 8, 1995
J.P. MORGAN SECURITIES LLC
September 3, 1993 - April 15, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
GRAVITAS WEALTH ADVISORS, LLC
CRD#: 167832 / SEC#: 801-79103
Contact information
Documents
Red Flags
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