RM
Rebecca L. Martin
LPL ENTERPRISE
MADISON, MS
Some features on this profile are disabled
CRD#: 2379338
RM
Professional summary
Rebecca Luckey Martin, who also goes by Rebecca Fay Luckey, Rebecca Luckeymartin, Becky Mckinley, Rebecca Mckinley, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Madison, Mississippi.
Rebecca is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Rebecca has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rebecca Fay Luckey | Rebecca Luckeymartin | Becky Mckinley | Rebecca Mckinley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.10/04/2024; MEDICARE SUPPLEMENTS; ;help seniors w/ health plan options;non inv related; 2hrs/ mo non trading; 0hrs/mo trading;09/01/2022 KLASS PLANTATION HOME OWNERS ASSOCIATION POSITION: Board of Directors Member for Homeowners Association for Klass Plantation Subdivision NATURE: Homeowners Association for my neighborhood INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/26/2015 ADDRESS: 100 Klaas Blvd., Madison MS 39110, United States DESCRIPTION: Meet with other board members and we discuss what is going on in our neighborhood and if anything needs to be changed or updated. INTERNATIONAL FUTBALL CLUB 2007 GREY TEAM POSITION: Team Manager NATURE: Soccer travel team INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/07/2020 ADDRESS: P O Box 6012, Brandon MS 39047, United States DESCRIPTION: I will coordinate and register the 2007 Grey Soccer Team for tournaments and coordinate communication between the team members parents and the coach of the team. RODAN AND FIELDS POSITION: Independent Consultant NATURE: Retail Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/29/2012 ADDRESS: 109 Klaas Blvd, Madison MS 39110, United States DESCRIPTION: sale skin care MEDICARE SUPPLEMENTS POSITION: Selling Medicare supplements and Medicare Advantage to people in the community. NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: 109 Klaas Blvd., Madison MS , United States DESCRIPTION: Meeting with people 65 years old or older and helping them navigate their Medicare choices. MS STATE MEDICAL ASSOCIATION ALLIANCE GROUP POSITION: President of MS Alliance Group NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/04/2019 ADDRESS: 408 West Parkway Place, Ridgeland MS 39157, United States DESCRIPTION: I will be directing committee members on activities and also be educating people on issues that the medical alliance organization feels are important to the organization.
CRS (Client Relationship Summary) - RIA
Click below to view Rebecca Luckey Martin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Rebecca Luckey Martin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
RIA
BD
CRD#: 8733
MADISON, MS
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
RIA
BD
CRD#: 8733
Slidell, LA
Past
September 6, 2013 - November 14, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
MADISON, MS
Past
May 21, 2012 - November 14, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Madison, MS
Past
February 12, 2008 - May 4, 2012
NYLIFE SECURITIES LLC
BD
CRD#: 5167
RIDGELAND, MS
Past
June 24, 2003 - June 29, 2007
TOUCHSTONE SECURITIES, INC.
BD
CRD#: 1526
CINCINNATI, OH
Past
August 22, 2002 - June 17, 2003
HANCOCK WHITNEY INVESTMENT SERVICES INC.
BD
CRD#: 40637
NEW ORLEANS, LA
Past
May 21, 2002 - August 28, 2002
VP DISTRIBUTORS LLC
BD
CRD#: 3036
HARTFORD, CT
Past
November 20, 2000 - June 5, 2002
TOUCHSTONE SECURITIES, INC.
BD
CRD#: 1526
CINCINNATI, OH
Past
June 4, 1998 - June 26, 2000
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
August 13, 1996 - May 18, 1998
PFIC SECURITIES CORPORATION
BD
CRD#: 34941
FRANKLIN, TN
Past
August 21, 1995 - September 13, 1996
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Past
August 31, 1993 - July 27, 1995
DEPOSIT GUARANTY INVESTMENTS, INC.
BD
CRD#: 27560
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/14/2024)
RR
Arkansas(7/7/2025)
RR
California(11/14/2024)
RR
District of Columbia(11/14/2024)
RR
Florida(1/16/2025)
RR
Georgia(11/14/2024)
RR
Indiana(1/16/2025)
RR
Louisiana(11/14/2024)
IAR
Louisiana(8/28/2025)
RR
Minnesota(11/14/2024)
RR
Mississippi(11/14/2024)
IAR
Mississippi(11/14/2024)
RR
New York(11/14/2024)
RR
Oklahoma(11/14/2024)
RR
South Carolina(11/14/2024)
RR
Texas(11/14/2024)
IAR
Texas(11/14/2024)
RR
Virginia(11/14/2024)
RR
Washington(11/14/2024)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
