Michael G. Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael George Evans, who also goes by Michael Evans, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 10 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7, Series 14, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2015 - August 20, 2015
BNP PARIBAS INVESTMENT SERVICES, LLC
November 6, 2008 - August 20, 2015
BNP PARIBAS SECURITIES CORP.
November 6, 2008 - August 20, 2015
BNP PARIBAS PRIME BROKERAGE, INC.
September 22, 2008 - November 5, 2008
BARCLAYS CAPITAL INC.
April 4, 2006 - September 22, 2008
LEHMAN BROTHERS INC.
December 22, 2000 - April 5, 2006
GOLDMAN SACHS & CO. LLC
June 27, 1997 - March 17, 1998
PRUDENTIAL EQUITY GROUP, LLC
May 25, 1995 - April 11, 1996
MORGAN KEEGAN & COMPANY, LLC
October 5, 1993 - May 23, 1995
TD AMERITRADE, INC.
August 3, 1993 - September 28, 1993
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/24/2002
Limited Representative-Equity Trader ExamSeries 8
Date: 3/7/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BNP PARIBAS INVESTMENT SERVICES, LLC
CRD#: 44598 / SEC#: , 8-50745
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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