LN
Lawrence M. Natale
PKS ADVISORY SERVICES
ALBANY, NY 12207
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CRD#: 2379172
LN
Professional summary
Lawrence Michael Natale is a registered financial advisor currently at PKS ADVISORY SERVICES, LLC located in Albany, New York and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
Lawrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Lawrence has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PKS Financial; Investment Related; 80 State Street, Albany NY 12207; Fixed/Traditional Insurance; Agent; 04/2021; 10 hours/mo; 1 hr during trading; Sales of Fixed/Traditional Insurance Products. 2) Fixed Insurance; Investment Related; 80 State Street, Albany NY 12207; Fixed/Traditional Insurance; Agent; 04/2021; 40 hours/mo; 3 during trading; Sales of Fixed/Transitional Insurance Products. 3) PKSA DBA Natale Wealth Management; Investment Related; 80 State Street, Albany NY 12207; DBA of PKS Advisory Services- Senior Financial Advisor; 10/2022; 40 hours/week; 8 during trading; Advising clients on investments. 4) Blue Stars Rental- Real Estate; Not investment related; 1158 Leesome Lane, Altamont NY 12009; Rental of lake house; Co-Owner; 6 hours/mo; 0 during trading; cleaning and prepping for rentals.
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Michael Natale's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 30, 2021 - Present
PKS ADVISORY SERVICES, LLC
Office #1: 80 State Street, Albany, NY 12207RIA
CRD#: 125648
ALBANY, NY
Current
April 22, 2021 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207Office #2: 80 State Street, Albany, NY 12207BD
CRD#: 35747
ALBANY, NY
Past
November 21, 2016 - May 6, 2021
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
RIA
CRD#: 283004
ALBANY, NY
Past
September 22, 2016 - April 26, 2021
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ALBANY, NY
Past
January 30, 2009 - September 29, 2016
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ALBANY, NY
Past
May 24, 2002 - February 5, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
ALBANY, NY
Past
May 17, 2001 - May 31, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ALBANY, NY
Past
May 12, 1994 - May 31, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
August 20, 1993 - March 1, 1994
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
EDISON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PKS ADVISORY SERVICES, LLC
49 FINANCIAL | WOODLANDS PORTFOLIO MANAGEMENT | WOEHLER FINANCIAL GROUP | WEALTHPATH INVESTMENT ADVISORS | THE O'HAGAN GROUP | STRATEGIC INVESTMENT GROUP | ROYAL HARBOR PARTNERS | ROY MATLOCK JR. ADVISORY | REID FINANCIAL | PREMIER WEALTH ADVISORY GROUP | PORTUS CAPITAL MANAGEMENT | PKS ADVISORY SERVICES, LLC | NATALE WEALTH MANAGEMENT | MELECO WEALTH MANAGEMENT | MACALUSO WEALTH MANAGEMENT GROUP | KAYE RIGGS & ASSOCIATES | J. STEAKLEY WEALTH MANAGEMENT | INTEGRATED ASSET | HERITAGE FINANCIAL GROUP | GROWE CAPITAL ADVISORS | FOREVER YOUNG WEALTH | FINDLEY ADVISORS | FINANCIAL ADVISORS OF SOUTHWEST FLORIDA | FBG ADVISORY | DAVIS BRINKS WEALTH MANAGEMENT | DAE CAPITAL STRATEGIES | CONCENTRIC ADVISORS | CAPITAL SARATOGA WEALTH MANAGEMENT | ALLEGIANT WEALTH MANAGEMENT | ALBANY ADVISOR GROUP
CRD#: 125648 / SEC#: 801-62147
RIA
Registered Investment Advisory firm - (6/20/2003 Approved)New York
Registered Investment Advisory firm - (6/20/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/22/2021)
RR
Arkansas(6/18/2024)
RR
California(4/22/2021)
RR
Colorado(4/22/2021)
RR
Connecticut(4/22/2021)
RR
Florida(4/22/2021)
RR
Georgia(5/20/2021)
RR
Indiana(1/4/2023)
RR
Maryland(4/22/2021)
RR
Massachusetts(4/22/2021)
RR
Michigan(5/1/2024)
RR
Minnesota(5/12/2021)
RR
Montana(9/28/2023)
RR
New Hampshire(4/22/2021)
RR
New Jersey(4/22/2021)
RR
New York(4/22/2021)
IAR
New York(4/30/2021)
RR
North Carolina(4/22/2021)
RR
South Carolina(4/22/2021)
RR
Texas(5/12/2021)
IAR
Texas(5/15/2025)
RR
Utah(4/22/2021)
RR
Vermont(4/22/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PKS ADVISORY SERVICES, LLC
49 FINANCIAL | WOODLANDS PORTFOLIO MANAGEMENT | WOEHLER FINANCIAL GROUP | WEALTHPATH INVESTMENT ADVISORS | THE O'HAGAN GROUP | STRATEGIC INVESTMENT GROUP | ROYAL HARBOR PARTNERS | ROY MATLOCK JR. ADVISORY | REID FINANCIAL | PREMIER WEALTH ADVISORY GROUP | PORTUS CAPITAL MANAGEMENT | PKS ADVISORY SERVICES, LLC | NATALE WEALTH MANAGEMENT | MELECO WEALTH MANAGEMENT | MACALUSO WEALTH MANAGEMENT GROUP | KAYE RIGGS & ASSOCIATES | J. STEAKLEY WEALTH MANAGEMENT | INTEGRATED ASSET | HERITAGE FINANCIAL GROUP | GROWE CAPITAL ADVISORS | FOREVER YOUNG WEALTH | FINDLEY ADVISORS | FINANCIAL ADVISORS OF SOUTHWEST FLORIDA | FBG ADVISORY | DAVIS BRINKS WEALTH MANAGEMENT | DAE CAPITAL STRATEGIES | CONCENTRIC ADVISORS | CAPITAL SARATOGA WEALTH MANAGEMENT | ALLEGIANT WEALTH MANAGEMENT | ALBANY ADVISOR GROUP
CRD#: 125648 / SEC#: 801-62147
RIA
Registered Investment Advisory firm - (6/20/2003 Approved)New York
Registered Investment Advisory firm - (6/20/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
80 State Street, Albany, NY 12207
Mailing Address
Phone number
(518) 426-5791
Established
Firm type
Fiscal year end
# of Employees
49
SEC notice filing (36 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,419 |
| AUM (Assets Under Management) | $ 905,367,391 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
