Linda M. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Marie Smith was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1994. Linda had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2007 - January 13, 2017
SMART INVESTMENTS ADVISORY INCORPORATED
December 5, 2006 - July 15, 2013
WBB SECURITIES, LLC
February 7, 2001 - July 2, 2001
INDEPENDENT FINANCIAL GROUP, LLC
January 2, 2001 - December 6, 2006
THE SEIDLER COMPANIES INCORPORATED
October 17, 1994 - January 2, 2001
INDEPENDENT FINANCIAL GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SMART INVESTMENTS ADVISORY INCORPORATED
CRD#: 107778 / SEC#: 801-63265
Contact information
Regulatory assets under management
| Total Number of Accounts | 210 |
| AUM (Assets Under Management) | $ 82,000,000 |
Red Flags
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