Steven J. Liebzeit

ADVANCED ADVISOR GROUP

Taylors, SC

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CRD#: 2378619

Professional summary

Steven John Liebzeit is a registered financial advisor currently at ADVANCED ADVISOR GROUP, LLC located in Taylors, South Carolina and EFS ADVISORS located in Taylors, South Carolina.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Steven has worked at 12 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven John Liebzeit's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 30, 2022 - Present

ADVANCED ADVISOR GROUP, LLC

RIA

CRD#: 140393

Taylors, SC

Current

March 30, 2022 - Present

EFS ADVISORS

RIA

CRD#: 115211

Taylors, SC

Current

March 30, 2022 - Present

ADVANCED ADVISOR GROUP, LLC

Office #1: 1995 East Rum River Drive S., Cambridge, MN 55008

RIA

CRD#: 140393

Cambridge, MN

Past

March 19, 2021 - July 30, 2021

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

Buckeye, AZ

Past

November 11, 2019 - July 30, 2021

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

Buckeye, AZ

Past

April 26, 2018 - June 20, 2019

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

LANDER, WY

Past

November 29, 2016 - January 24, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

Lander, WY

Past

November 29, 2016 - January 24, 2017

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

January 21, 2014 - November 29, 2016

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

LANDER, WY

Past

August 23, 2012 - January 21, 2014

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

LANDER, WY

Past

August 23, 2012 - November 29, 2016

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

LANDER, WY

Past

August 10, 2009 - August 15, 2012

BANCWEST INVESTMENT SERVICES, INC.

RIA

CRD#: 29357

DENVER, CO

Past

November 11, 2008 - August 15, 2012

BANCWEST INVESTMENT SERVICES, INC.

CRD#: 29357

DENVER, CO

Past

June 30, 2006 - February 2, 2007

SECURITIES EQUITY GROUP

CRD#: 47215

ALISO VIEJO, CA

Past

November 9, 2000 - July 2, 2004

U.S. BANCORP ADVISORS, LLC

RIA

CRD#: 14455

SAN FRANCISCO, CA

Past

January 5, 1998 - July 2, 2004

U.S. BANCORP ADVISORS, LLC

CRD#: 14455

GLENDALE, CA

Past

November 19, 1993 - January 6, 1998

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

August 19, 1993 - November 19, 1993

MARKETING ONE SECURITIES, INC.

CRD#: 16611

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EFS ADVISORS

EDUCATOR'S FINANCIAL SERVICES, INC. | EFS ADVISORS LLC | EFS ADVISORS

CRD#: 115211 / SEC#: 801-62857

RIA

Registered Investment Advisory firm - (3/11/2004 Approved)

Iowa

Registered Investment Advisory firm - (6/29/2004 Terminated)

North Dakota

Registered Investment Advisory firm - (7/26/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/15/2025)

IAR

Arizona
(1/31/2025)

Arkansas
(6/7/2024)

IAR

California
(1/17/2025)

Florida
(1/15/2025)

Georgia
(1/15/2025)

Illinois
(1/15/2025)

Indiana
(1/15/2025)

IAR

Indiana
(1/16/2025)

Iowa
(3/29/2023)

IAR

Iowa
(1/21/2025)

IAR

Massachusetts
(4/23/2025)

IAR

Michigan
(1/21/2025)

Minnesota
(3/30/2022)

IAR

Minnesota
(3/30/2022)

IAR

Missouri
(1/16/2025)

Montana
(1/15/2025)

IAR

New Mexico
(1/21/2025)

New York
(1/15/2025)

IAR

New York
(4/21/2025)

IAR

North Carolina
(1/21/2025)

IAR

North Dakota
(1/22/2025)

IAR

Oregon
(1/21/2025)

IAR

Pennsylvania
(1/16/2025)

IAR

Puerto Rico
(2/5/2025)

IAR

Rhode Island
(1/21/2025)

South Carolina
(6/7/2024)

IAR

South Carolina
(1/21/2025)

IAR

South Dakota
(1/21/2025)

Tennessee
(1/15/2025)

IAR

Texas
(1/16/2025)

IAR

Utah
(1/16/2025)

Virginia
(1/15/2025)

IAR

Washington
(1/22/2025)

IAR

West Virginia
(1/17/2025)

Wisconsin
(3/29/2023)

IAR

Wisconsin
(6/28/2024)

IAR

Wyoming
(1/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/3/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/23/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/18/1993

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EFS ADVISORS

EDUCATOR'S FINANCIAL SERVICES, INC. | EFS ADVISORS LLC | EFS ADVISORS

CRD#: 115211 / SEC#: 801-62857

RIA

Registered Investment Advisory firm - (3/11/2004 Approved)

Iowa

Registered Investment Advisory firm - (6/29/2004 Terminated)

North Dakota

Registered Investment Advisory firm - (7/26/2004 Terminated)

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Contact information

Main Address

1995 East Rum River Drive S, Cambridge, MN 55008

Mailing Address

Phone number

(763) 689-9023

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EFS ADV PART 2 BROCHURE (3/3/2026)

Regulatory assets under management

Total Number of Accounts	29,438
AUM (Assets Under Management)	$ 2,402,605,047

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Steven J. Liebzeit

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven John Liebzeit's CRS (Customer Relationship Summary).

Certified licenses

Experience

EFS ADVISORS

ADVANCED ADVISOR GROUP, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

FARMERS FINANCIAL SOLUTIONS, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

BANCWEST INVESTMENT SERVICES, INC.

BANCWEST INVESTMENT SERVICES, INC.

SECURITIES EQUITY GROUP

U.S. BANCORP ADVISORS, LLC

U.S. BANCORP ADVISORS, LLC

WELLS FARGO SECURITIES INC.

MARKETING ONE SECURITIES, INC.

Primary Firm SEC Registration

EFS ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/3/2021

Series 63

Date: 8/23/1993

SIE

Date: 10/1/2018

Series 7

Date: 8/18/1993

FINRA

Current Firm

EFS ADVISORS

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EFS ADVISORS

TRUST BUT VERIFY

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