Janell Phillips

IPSWICH INVESTMENT MANAGEMENT COMPANY,

BEVERLY, MA 01915

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CRD#: 2378496

Professional summary

Janell Phillips is a registered financial advisor currently at IPSWICH INVESTMENT MANAGEMENT COMPANY, INC located in Beverly, Massachusetts.

Janell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Janell has worked at 3 firms and has passed the Series 66, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Janell Phillips's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2017 - Present

IPSWICH INVESTMENT MANAGEMENT COMPANY, INC

Office #1: 138 Conant Street, Suite 201, Beverly, MA 01915

RIA

CRD#: 106625

BEVERLY, MA

Past

November 9, 2015 - May 31, 2017

BOSTON FINANCIAL MANAGEMENT LLC

RIA

CRD#: 112360

BOSTON, MA

Past

October 26, 2001 - July 17, 2006

BROWN BROTHERS HARRIMAN & CO.

CRD#: 104487

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IPSWICH INVESTMENT MANAGEMENT COMPANY, INC

IPSWICH INVESTMENT MANAGEMENT COMPANY, INC | IPSWICH INVESTMENT MANAGEMENT COMPANY, INC.

CRD#: 106625 / SEC#: 801-26465

RIA

Registered Investment Advisory firm - (2/21/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/1/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/28/2002

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/12/1993

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 10/25/2001

General Securities Representative Examination

Current Firm

IPSWICH INVESTMENT MANAGEMENT COMPANY, INC

IPSWICH INVESTMENT MANAGEMENT COMPANY, INC | IPSWICH INVESTMENT MANAGEMENT COMPANY, INC.

CRD#: 106625 / SEC#: 801-26465

RIA

Registered Investment Advisory firm - (2/21/1986 Approved)

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Contact information

Main Address

138 Conant Street, Suite 201, Beverly, MA 01915

Mailing Address

Phone number

(978) 356-6333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A MARCH 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	539
AUM (Assets Under Management)	$ 695,620,092

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/13/2025	Cover Page	Report
10/23/2024	Cover Page	Report
05/12/2023	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Janell Phillips

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Janell Phillips's CRS (Customer Relationship Summary).

Certified licenses

Experience

IPSWICH INVESTMENT MANAGEMENT COMPANY, INC

BOSTON FINANCIAL MANAGEMENT LLC

BROWN BROTHERS HARRIMAN & CO.

Primary Firm SEC Registration

IPSWICH INVESTMENT MANAGEMENT COMPANY, INC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/28/2002

Series 65

Date: 7/12/1993

Series 7

Date: 10/25/2001

Current Firm

IPSWICH INVESTMENT MANAGEMENT COMPANY, INC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

IPSWICH INVESTMENT MANAGEMENT COMPANY, INC

TRUST BUT VERIFY

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