John A. Aronson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Andrew Aronson, who also goes by John Aronson, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1995. John had worked at 9 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 3, Series 30, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2024 - September 5, 2025
AVANT-GARDE TRADING SECURITIES
January 30, 2015 - May 10, 2024
TRADINGBLOCK
September 7, 2010 - February 2, 2015
E*TRADE FUTURES LLC
March 6, 2003 - September 14, 2010
MF GLOBAL INC.
August 6, 2000 - March 17, 2003
PREFERREDTRADE, INC.
March 5, 1999 - July 31, 2000
LASALLE ST SECURITIES, L.L.C.
February 19, 1997 - March 11, 1999
ROSENTHAL COLLINS SECURITIES, L.L.C
March 25, 1996 - February 25, 1997
GLOBAL INVESTMENT SERVICES, INC.
July 3, 1995 - March 25, 1996
REPUBLIC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/8/2001
Limited Representative-Equity Trader ExamCurrent Firm
AVANT-GARDE TRADING SECURITIES
CRD#: 292119 / SEC#: , 8-70068
Contact information
FINRA licenses (50 States and Territories)
Red Flags
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