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FM

Frank C. Molina

Some features on this profile are disabled
CRD#: 2378415
FM

Professional summary

Frank Casillas Molina was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Frank is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Frank had worked at 6 firms, which includes AMERICAN FAMILY SECURITIES LLC, CHARLES SCHWAB & CO. INC., LINCOLN INVESTMENT, THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, OSAIC FA INC., PRUCO SECURITIES LLC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 22, 2004 - September 24, 2007

AMERICAN FAMILY SECURITIES, LLC

BD
CRD#: 104433
TUCSON, AZ
Past

October 3, 1995 - October 27, 1995

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

February 24, 1995 - June 14, 1995

LINCOLN INVESTMENT

BD
CRD#: 519
FORT WASHINGTON, PA
Past

July 2, 1994 - December 23, 1994

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

July 2, 1994 - December 23, 1994

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

July 29, 1993 - June 20, 1994

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/29/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 7/21/2004
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AF
AMERICAN FAMILY SECURITIES, LLC
AMERICAN FAMILY SECURITIES, LLC

CRD#: 104433 / SEC#: , 8-52899

BD
Terminated by SEC on 05/10/2014
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Contact information

Main Address
Mailing Address
Phone number
Established
Wisconsin since 07/13/2000
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
AMERICAN FAMILY MUTUAL INSURANCE COMPANYSOLE MEMBER
DENNY, MAUREEN LINETTEPRESIDENT4710109
DENNY, MAUREEN LINETTEVP PRODUCT4710109
GRASEE, KARI ELIZABETHTREASURER4611618
GRASEE, KARI ELIZABETHCHIEF FINANCIAL OFFICER4611618
HAUGLAND, SUSAN MARJORIECHIEF COMPLIANCE OFFICER4398697
HOLMAN, DAVID CLIFFORDDIRECTOR5890029
HOLMAN, DAVID CLIFFORDSECRETARY5890029
KELLY, DANIEL JAMESDIRECTOR4279218

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERICAN FAMILY SECURITIES, LLC

CRD#: 104433

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