Dain A. Krisulevicz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dain Andrew Krisulevicz, who also goes by Dain A Krisulevicz, Dain Andrew Krisulevicz, Dain Andrew Krixulevicz, was a registered financial professional .
Dain is a previously registered financial professional and started their career in finance in 1993. Dain had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2021 - February 22, 2022
FORTRESS PRIVATE LEDGER, LLC
September 22, 2021 - December 1, 2023
FORTRESS PRIVATE LEDGER, LLC
September 21, 2018 - October 22, 2019
MORGAN STANLEY
August 3, 2018 - October 22, 2019
MORGAN STANLEY
August 25, 2016 - April 10, 2017
BHARGAVA CAPITAL
April 3, 2012 - October 8, 2014
UBS FINANCIAL SERVICES INC.
November 3, 2009 - September 13, 2011
BARCLAYS CAPITAL INC.
March 20, 2006 - October 27, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 28, 2003 - March 6, 2006
DAIWA CAPITAL MARKETS AMERICA INC.
May 9, 2001 - May 15, 2002
MIZUHO SECURITIES USA LLC
November 6, 2000 - April 25, 2001
COMMERZBANK CAPITAL MARKETS CORP.
December 11, 1994 - February 3, 1995
ROBERT THOMAS SECURITIES, INC
August 13, 1993 - February 8, 1994
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
FORTRESS PRIVATE LEDGER, LLC
CRD#: 290298 / SEC#: 801-118075, 8-70027
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORTRESS PRIVATE LEDGER, LLC
CRD#: 290298 / SEC#: 801-118075, 8-70027
Contact information
SEC notice filing (19 States and Territories)
FINRA licenses (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,115 |
| AUM (Assets Under Management) | $ 346,106,253 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
