Dain A. Krisulevicz

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CRD#: 2378384

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Dain Andrew Krisulevicz, who also goes by Dain A Krisulevicz, Dain Andrew Krisulevicz, Dain Andrew Krixulevicz, was a registered financial professional .

Dain is a previously registered financial professional and started their career in finance in 1993. Dain had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Dain A Krisulevicz | Dain Andrew Krisulevicz | Dain Andrew Krixulevicz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Javelin 19 Investments, LLC and Javelin 19 Real Estate, LLC: Multi-Family property Investment and Development; 20 hours/week allocated to business. Fortress Financial Partners, Fortress Investment Management, Fortress Retirement Plan Advisors and Javelin 19 Advisors are DBA's used for business conducted by Fortress Private Ledger; no hours applicable as it is the same business.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 28, 2021 - February 22, 2022

FORTRESS PRIVATE LEDGER, LLC

CRD#: 290298

RALEIGH, NC

Past

September 22, 2021 - December 1, 2023

FORTRESS PRIVATE LEDGER, LLC

RIA

CRD#: 290298

Wyckoff, NJ

Past

September 21, 2018 - October 22, 2019

MORGAN STANLEY

RIA

CRD#: 149777

NEW YORK, NY

Past

August 3, 2018 - October 22, 2019

MORGAN STANLEY

CRD#: 149777

NEW YORK, NY

Past

August 25, 2016 - April 10, 2017

BHARGAVA CAPITAL

CRD#: 131817

FRANKLIN LAKES, NJ

Past

April 3, 2012 - October 8, 2014

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW YORK, NY

Past

November 3, 2009 - September 13, 2011

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

March 20, 2006 - October 27, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

May 28, 2003 - March 6, 2006

DAIWA CAPITAL MARKETS AMERICA INC.

CRD#: 1576

NEW YORK, NY

Past

May 9, 2001 - May 15, 2002

MIZUHO SECURITIES USA LLC

CRD#: 19647

NEW YORK, NY

Past

November 6, 2000 - April 25, 2001

COMMERZBANK CAPITAL MARKETS CORP.

CRD#: 21787

NEW YORK, NY

Past

December 11, 1994 - February 3, 1995

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

Past

August 13, 1993 - February 8, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORTRESS PRIVATE LEDGER, LLC

CRD#: 290298 / SEC#: 801-118075, 8-70027

RIA

Registered Investment Advisory firm - SEC (2/18/2020 Approved)

North Carolina

Registered Investment Advisory firm - SEC (2/28/2020 Terminated)

Texas

Registered Investment Advisory firm - SEC (2/27/2020 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/20/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/21/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/3/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/12/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FORTRESS PRIVATE LEDGER, LLC

CRD#: 290298 / SEC#: 801-118075, 8-70027

RIA

Registered Investment Advisory firm - SEC (2/18/2020 Approved)

North Carolina

Registered Investment Advisory firm - SEC (2/28/2020 Terminated)

Texas

Registered Investment Advisory firm - SEC (2/27/2020 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

3110 Edwards Mill Rd, Ste 200 Suite 200, Raleigh, NC 27612

Mailing Address

3110 Edwards Mill Rd, Ste 200, Raleigh, NC 27612

Phone number

(919) 322-2762

Established

North Carolina since 11/17/2017

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (19 States and Territories)

FINRA licenses (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE FOR FORTRESS PRIVATE LEDGER (3/31/2025)

FIRM BROCHURE FOR FORTRESS PRIVATE LEDGER (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
THE JOSEPH N. GRABAR, III REVOCABLE TRUST DATED MAY 14, 2004	OWNER
GURE, CHRISTOPHER JOSEPH	OWNER	6339890
CARTER, ANA R	FINOP/CFO/PFO/POO	4424794
GRABAR, JOSEPH NICHOLAS III	CEO/CCO/TRUSTEE	2776181

Regulatory assets under management

Total Number of Accounts	1,115
AUM (Assets Under Management)	$ 346,106,253

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Dain A. Krisulevicz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FORTRESS PRIVATE LEDGER, LLC

MORGAN STANLEY

MORGAN STANLEY

BHARGAVA CAPITAL

UBS FINANCIAL SERVICES INC.

BARCLAYS CAPITAL INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

DAIWA CAPITAL MARKETS AMERICA INC.

MIZUHO SECURITIES USA LLC

COMMERZBANK CAPITAL MARKETS CORP.

ROBERT THOMAS SECURITIES, INC

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

FORTRESS PRIVATE LEDGER, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/20/2018

Series 63

Date: 2/21/2001

SIE

Date: 10/1/2018

Series 7

Date: 11/3/2000

Series 6

Date: 8/12/1993

Current Firm

FORTRESS PRIVATE LEDGER, LLC

Contact information

SEC notice filing (19 States and Territories)

FINRA licenses (47 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

FORTRESS PRIVATE LEDGER, LLC

TRUST BUT VERIFY

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