Jeffrey A. Gielau
Professional summary
Jeffrey Alan Gielau, ChFC®, who also goes by Jeff Gielau, is a registered financial advisor currently at FORTUNE FINANCIAL SERVICES, INC. located in Orange, California.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1993. Jeffrey has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Alan Gielau's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 18, 2012 - Present
FORTUNE FINANCIAL SERVICES, INC.
Office #1: 2520 North Santiago Blvd. Suite A, Orange, CA 92867November 18, 2011 - February 21, 2012
FINANCIAL WEST GROUP
November 17, 2011 - February 21, 2012
FINANCIAL WEST GROUP
May 14, 2010 - November 21, 2011
TORREY PINES SECURITIES, INC.
May 3, 2010 - November 21, 2011
TORREY PINES SECURITIES, INC.
May 6, 2009 - July 27, 2009
INVESTMENT ADVISORS CORP
April 13, 2009 - July 27, 2009
BROKER DEALER FINANCIAL SERVICES CORP.
October 18, 2002 - April 9, 2009
THRIVENT INVESTMENT MANAGEMENT INC.
July 1, 2002 - April 9, 2009
THRIVENT INVESTMENT MANAGEMENT INC.
July 30, 1993 - July 1, 2002
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/4/2019)
(5/22/2012)
(1/3/2024)
(3/11/2022)
(1/7/2025)
(8/3/2021)
(6/10/2025)
(2/12/2019)
(1/7/2025)
(3/25/2024)
(10/30/2019)
Exams
FINRA
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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