Jon V. Rogers
Professional summary
Jon V. Rogers II, who also goes by Jon VIncent Rogers II, Jon Vincent Rogers Ii Ii, is a registered financial professional currently at FOUR POINTS CAPITAL PARTNERS LLC located in East Amherst, New York.
Jon is registered as a RR (Registered Representative) and started their career in finance in 1993. Jon has worked at 6 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 87, Series 86, Series 7, Series 22, Series 10, Series 27, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jon V. Rogers II's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 13, 2024 - Present
FOUR POINTS CAPITAL PARTNERS LLC
December 16, 2022 - March 12, 2024
PRIME EXECUTIONS, INC.
March 26, 2004 - November 22, 2022
CITIGROUP GLOBAL MARKETS INC.
July 1, 2003 - March 12, 2004
WELLS FARGO SECURITIES, LLC
February 22, 2001 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
August 9, 1993 - June 20, 2000
SEGER FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/5/2024)
Exams
Series 79TO
Date: 12/10/2024
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FOUR POINTS CAPITAL PARTNERS LLC
CRD#: 43149 / SEC#: , 8-50162
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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