AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
DW

Daniel J. Wotruba

KERBERROSE WEALTH MANAGEMENT
Green Bay, WI 54313
Some features on this profile are disabled
CRD#: 2378303
DW

Professional summary

Daniel J Wotruba, who also goes by Daniel Joseph Wotruba, is a registered financial advisor currently at KERBERROSE WEALTH MANAGEMENT, LLC located in Green Bay, Wisconsin.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Daniel has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Daniel Joseph Wotruba

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel J Wotruba's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 31, 2019 - Present

KERBERROSE WEALTH MANAGEMENT, LLC

Office #1: 2202 Woodale Avenue, Green Bay, WI 54313
RIA
CRD#: 168787
Green Bay, WI
Past

May 14, 2018 - January 8, 2019

SCHENCK INVESTMENT SOLUTIONS LLC

RIA
CRD#: 112997
Green Bay, WI
Past

December 10, 2008 - February 2, 2018

ASSOCIATED INVESTMENT SERVICES, INC.

BD
CRD#: 1464
GREEN BAY, WI
Past

April 30, 2007 - February 26, 2008

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
GREEN BAY, WI
Past

July 31, 2003 - April 30, 2007

PFIC SECURITIES CORPORATION

BD
CRD#: 34941
GREEN BAY, WI
Past

May 16, 2002 - June 10, 2003

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
SAN FRANCISCO, CA
Past

July 30, 1993 - June 15, 2000

FIRSTAR INVESTMENT SERVICES,INC.

BD
CRD#: 14536
MORRIS PLAINS, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KERBERROSE WEALTH MANAGEMENT, LLC
KERBERROSE WEALTH MANAGEMENT, LLC

CRD#: 168787 / SEC#: 801-119492

RIA
Registered Investment Advisory firm - (10/26/2020 Approved)
Florida
Registered Investment Advisory firm - (10/26/2020 Terminated)
Michigan
Registered Investment Advisory firm - (10/27/2020 Terminated)
Wisconsin
Registered Investment Advisory firm - (10/26/2020 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(1/31/2019)
IAR
Wisconsin
(1/31/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/11/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/5/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/2/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/29/1993
General Securities Representative Examination

Current Firm

KW
KERBERROSE WEALTH MANAGEMENT, LLC
KERBERROSE WEALTH MANAGEMENT, LLC

CRD#: 168787 / SEC#: 801-119492

RIA
Registered Investment Advisory firm - (10/26/2020 Approved)
Florida
Registered Investment Advisory firm - (10/26/2020 Terminated)
Michigan
Registered Investment Advisory firm - (10/27/2020 Terminated)
Wisconsin
Registered Investment Advisory firm - (10/26/2020 Terminated)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
115 E. 5th Street, Shawano, WI 54166
Mailing Address
Phone number
(715) 526-9400
Established
Firm type
Fiscal year end
# of Employees
13

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KERBERROSE WEALTH MANAGEMENT PART 2A (3/2/2026)

Regulatory assets under management

Total Number of Accounts3,345
AUM (Assets Under Management)$ 1,155,164,256

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KERBERROSE WEALTH MANAGEMENT, LLC

CRD#: 168787Green Bay, WI 54313

TRUST BUT VERIFY

Monitor Daniel Wotruba

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

AD
Andreas DuemichenAdvisorCheck Check Mark
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
PR
NEW YORK, NY
PR
Paul RobertsonAdvisorCheck Check Mark
LPL FINANCIAL LLC
RR
Phoenix, AZ
CB
Carson BiberAdvisorCheck Check Mark
DRAKE & ASSOCIATES, LLC
IAR
WAUKESHA, WI
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.