Daniel J. Wotruba

KERBERROSE WEALTH MANAGEMENT

Green Bay, WI 54313

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CRD#: 2378303

Professional summary

Daniel J Wotruba, who also goes by Daniel Joseph Wotruba, is a registered financial advisor currently at KERBERROSE WEALTH MANAGEMENT, LLC located in Green Bay, Wisconsin.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Daniel has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Joseph Wotruba

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EINSTEIN PROJECT NON-PROFIT ORGANIZATION INTRODUCING STUDENTS TO STEM ACTIVITIES Consultant 3 HOURS PER MONTH KERBERROSE S.C. ACCOUNTING & FINANCIAL SERVICES FIRM SINCE 01/01/2021 SHAREHOLDER 40HRS PER WEEK NOT INVESTMENT RELATED KRA REAL ESTATE REAL ESTATE HOLDING COMPANY MEMBER SINCE 01/01/2021 PASSIVE MEMBER NOT INVESTMENT REALTED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel J Wotruba's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2019 - Present

KERBERROSE WEALTH MANAGEMENT, LLC

Office #1: 2202 Woodale Avenue, Green Bay, WI 54313

RIA

CRD#: 168787

Green Bay, WI

Past

May 14, 2018 - January 8, 2019

SCHENCK INVESTMENT SOLUTIONS LLC

RIA

CRD#: 112997

Green Bay, WI

Past

December 10, 2008 - February 2, 2018

ASSOCIATED INVESTMENT SERVICES, INC.

CRD#: 1464

GREEN BAY, WI

Past

April 30, 2007 - February 26, 2008

INVEST FINANCIAL CORPORATION

CRD#: 12984

GREEN BAY, WI

Past

July 31, 2003 - April 30, 2007

PFIC SECURITIES CORPORATION

CRD#: 34941

GREEN BAY, WI

Past

May 16, 2002 - June 10, 2003

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

July 30, 1993 - June 15, 2000

FIRSTAR INVESTMENT SERVICES,INC.

CRD#: 14536

MORRIS PLAINS, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KERBERROSE WEALTH MANAGEMENT, LLC

CRD#: 168787 / SEC#: 801-119492

RIA

Registered Investment Advisory firm - (10/26/2020 Approved)

Florida

Registered Investment Advisory firm - (10/26/2020 Terminated)

Michigan

Registered Investment Advisory firm - (10/27/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (10/26/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(1/31/2019)

IAR

Wisconsin
(1/31/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/11/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/5/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/2/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/29/1993

General Securities Representative Examination

Current Firm

KERBERROSE WEALTH MANAGEMENT, LLC

CRD#: 168787 / SEC#: 801-119492

RIA

Registered Investment Advisory firm - (10/26/2020 Approved)

Florida

Registered Investment Advisory firm - (10/26/2020 Terminated)

Michigan

Registered Investment Advisory firm - (10/27/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (10/26/2020 Terminated)

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Contact information

Main Address

115 E. 5th Street, Shawano, WI 54166

Mailing Address

Phone number

(715) 526-9400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KERBERROSE WEALTH MANAGEMENT PART 2A (7/31/2025)

Regulatory assets under management

Total Number of Accounts	2,911
AUM (Assets Under Management)	$ 909,761,204

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel J. Wotruba

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel J Wotruba's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHENCK INVESTMENT SOLUTIONS LLC

ASSOCIATED INVESTMENT SERVICES, INC.

INVEST FINANCIAL CORPORATION

PFIC SECURITIES CORPORATION

WELLS FARGO INVESTMENTS, LLC

FIRSTAR INVESTMENT SERVICES,INC.

Primary Firm SEC Registration

KERBERROSE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/11/2018

Series 63

Date: 8/5/1993

SIE

Date: 2/2/2018

Series 7

Date: 7/29/1993

Current Firm

KERBERROSE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KERBERROSE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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