John D. Kinley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Dirk Kinley, who also goes by Dirk Kinley, John Kinley, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1994. John had worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 3, Series 7, Series 4 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2020 - February 5, 2021
CONCORDE INVESTMENT SERVICES, LLC
February 12, 2020 - February 5, 2021
CONCORDE ASSET MANAGEMENT, LLC
February 2, 2018 - October 9, 2019
KINLEY CAPITAL PARTNERS
May 25, 2012 - February 15, 2013
OPES ADVISORS, INC.
February 6, 2012 - December 31, 2017
KINLEY CAPITAL PARTNERS
May 4, 2005 - December 9, 2010
EZE CASTLE TRANSACTION SERVICES LLC
October 24, 2000 - July 8, 2003
BANC OF AMERICA SECURITIES LLC
January 1, 1998 - April 19, 2000
BOFA DISTRIBUTORS, INC.
March 13, 1996 - January 1, 1998
IFMG SECURITIES, INC.
July 18, 1994 - February 9, 1996
NEBRASKA HUDSON COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/1/2020
General Securities Representative ExaminationCurrent Firm
CONCORDE INVESTMENT SERVICES, LLC
CRD#: 151604 / SEC#: , 8-68388
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONCORDE HOLDINGS INC. | OWNER / MANAGING MEMBER | |
| ARNOLD, AMY PERRYMAN | CHIEF DUE DILIGENCE OFFICER | 3037672 |
| DELONGCHAMP, DANIELLE LEIGH | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4901901 |
| GAKENHEIMER, JOHN HERBERT | REGISTERED OPTIONS PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL | 810171 |
| HOFER, KATHLEEN ANN | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1087639 |
| LOBERG, NICHOLAS | DIRECTOR OF BROKERAGE OPERATIONS | 6778518 |
| MCMURRY, KEITH | CHIEF OPERATIONS OFFICER | 5647966 |
| STACEY, JENNIFER LEIGH | CHIEF COMPLIANCE OFFICER | 2536581 |
| WOOLSON, NICOLE RENEE | DIRECTOR OF COMPLIANCE | 3143232 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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