Brian L. Eisenbarth

LAVA CREEK CAPITAL MANAGEMENT

San Rafael, CA 94901

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CRD#: 2377909

Professional summary

Brian Lynn Eisenbarth, CFA is a registered financial advisor currently at LAVA CREEK CAPITAL MANAGEMENT, LLC located in San Rafael, California.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Brian has worked at 9 firms and has passed the Series 65, Series 63, Series 16 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Lynn Eisenbarth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

October 19, 2012 - Present

LAVA CREEK CAPITAL MANAGEMENT, LLC

Office #1: 2370 Kerner Blvd. Suite 360, San Rafael, CA 94901

RIA

RIA

CRD#: 110552

GREAT FALLS, MT

Past

August 10, 2001 - April 10, 2006

D.A. DAVIDSON & CO.

CRD#: 199

GREAT FALLS, MT

Past

August 20, 1993 - July 16, 2001

RELEVANT WEALTH ADVISORS, LLC

CRD#: 1489

MILL VALLEY, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/19/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/7/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/27/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 16

Date: 11/16/1995

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 7

Date: 8/19/1993

General Securities Representative Examination

Current Firm

LAVA CREEK CAPITAL MANAGEMENT, LLC

CRD#: 165536 / SEC#: 801-108518

RIA

Registered Investment Advisory firm - (6/27/2019 Terminated)

California

Registered Investment Advisory firm - (6/25/2019 Approved)

Texas

Registered Investment Advisory firm - (11/14/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2370 Kerner Blvd. Suite 360, San Rafael, CA 94901

Mailing Address

Phone number

(415) 906-4455

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	156
AUM (Assets Under Management)	$ 59,464,736

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian L. Eisenbarth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Lynn Eisenbarth's CRS (Customer Relationship Summary).

Certified licenses

Experience

GBS FINANCIAL CORP.

GBS FINANCIAL CORP.

NOLLENBERGER CAPITAL PARTNERS INC.

NOLLENBERGER CAPITAL PARTNERS INC.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

D.A. DAVIDSON & CO.

DAVIDSON INVESTMENT ADVISORS, INC.

D.A. DAVIDSON & CO.

RELEVANT WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/7/1999

Series 63

Date: 8/27/1993

Series 16

Date: 11/16/1995

Series 7

Date: 8/19/1993

Current Firm

LAVA CREEK CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LAVA CREEK CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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