Kevin M. Luetje
Professional summary
Kevin Mark Luetje was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kevin is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Kevin had worked at 5 firms, which includes GUNNALLEN FINANCIAL INC, ROBERT W. BAIRD & CO. INCORPORATED, LEGG MASON WOOD WALKER INCORPORATED, PRUDENTIAL EQUITY GROUP LLC, AMERIPRISE ADVISOR SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2001 - July 18, 2001
GUNNALLEN FINANCIAL, INC
July 22, 1999 - April 24, 2001
ROBERT W. BAIRD & CO. INCORPORATED
May 3, 1996 - July 19, 1999
LEGG MASON WOOD WALKER, INCORPORATED
March 27, 1995 - March 26, 1996
PRUDENTIAL EQUITY GROUP, LLC
August 13, 1993 - April 18, 1995
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 11/29/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
GUNNALLEN FINANCIAL, INC
CRD#: 17609 / SEC#: , 8-35508
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 13 |
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