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Patricia A. Stasny

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CRD#: 2377675
PS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Patricia Aileen Stasny, who also goes by Patricia Aileen Etzkorn, Patti Stasny, was a registered financial professional .

Patricia is a previously registered financial professional and started their career in finance in 1996. Patricia had worked at 6 firms and has passed the Series 27 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Patricia Aileen Etzkorn | Patti Stasny

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 6, 2016 - March 6, 2020

CITADEL SECURITIES INSTITUTIONAL LLC

BD
CRD#: 281102
Chicago, IL
Past

April 7, 2015 - March 6, 2020

CITADEL CLEARING LLC

BD
CRD#: 172693
MIAMI, FL
Past

July 18, 2006 - January 30, 2009

CITADEL TRADING GROUP L.L.C.

BD
CRD#: 24514
CHICAGO, IL
Past

July 18, 2006 - March 6, 2020

PALAFOX TRADING LLC

BD
CRD#: 131114
CHICAGO, IL
Past

July 18, 2006 - March 6, 2020

CITADEL SECURITIES LLC

BD
CRD#: 116797
CHICAGO, IL
Past

April 9, 1996 - May 27, 1998

TITAN SECURITIES, L.L.C.

BD
CRD#: 37628
CHICAGO, IL
Past

April 9, 1996 - May 27, 1998

CITADEL TRADING GROUP L.L.C.

BD
CRD#: 24514
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam
RR
Series 27
Date: 7/17/2006
Financial and Operations Principal Examination

Current Firm

CS
CITADEL SECURITIES INSTITUTIONAL LLC
CITADEL SECURITIES INSTITUTIONAL LLC

CRD#: 281102 / SEC#: , 8-69663

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
830 Brickell Plaza, Miami, FL 33131
Mailing Address
830 Brickell Plaza, Miami, FL 33131
Phone number
(305) 929-6851
Established
Delaware since 06/08/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CSHC US LLCOWNER
ZHAO, PENGCHIEF EXECUTIVE OFFICER4978269
CITADEL SECURITIES GROUP LP (FKA CALC IV LP)MANAGING MEMBER
HAROLD, MARC RYANCHIEF COMPLIANCE OFFICER3200916
HENRY, STEVEN MICHAELCHIEF ACCOUNTING OFFICER5587809

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CITADEL SECURITIES INSTITUTIONAL LLC

CRD#: 281102

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