Allyson M. Brown
Professional summary
Allyson Marie Brown, who also goes by Allyson Marie Decarlo, is a registered financial professional currently at SYMETRA SECURITIES, INC. located in Bellevue, Washington.
Allyson is registered as a RR (Registered Representative) and started their career in finance in 1993. Allyson has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Allyson Marie Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 26, 2019 - Present
SYMETRA SECURITIES, INC.
Office #1: 777 108th Avenue Ne Suite 1200, Bellevue, WA 98004-5153January 29, 2007 - June 10, 2019
NATIONWIDE INVESTMENT SERVICES CORPORATION
October 21, 2005 - January 23, 2007
HSBC SECURITIES (USA) INC.
August 2, 2005 - August 29, 2005
JOHN HANCOCK DISTRIBUTORS LLC
January 14, 1998 - September 9, 2005
ESSEX NATIONAL SECURITIES, LLC
July 16, 1996 - November 5, 1997
INDEPENDENT FINANCIAL SECURITIES, INC.
August 25, 1994 - May 20, 1996
CONSECO SECURITIES, INC.
September 21, 1993 - August 25, 1994
USLIFE EQUITY SALES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/26/2019)
(1/23/2020)
Exams
FINRA
Current Firm
SYMETRA SECURITIES, INC.
CRD#: 739 / SEC#: , 8-13470
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYMETRA FINANCIAL CORPORATION | OWNER | |
| BALKOVETZ, CHANTEL LEE | DIRECTOR | 2490011 |
| DIMITRI, DAVID MICHAEL | SECRETARY | 4806001 |
| DOW, SHANEN LYNN | ASSISTANT TREASURER | 7676848 |
| ELLIS, COURTNEY LYNN | CHIEF OPERATING OFFICER | 5460601 |
| FARRELL, ANDREW MICHAEL | PRESIDENT, DIRECTOR | 4463467 |
| HANSON, COLLEEN | ASSISTANT VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL | 7271134 |
| MURPHY, COLLEEN MARY | DIRECTOR | 4842602 |
| NORBERG, KRISTIN ROUST | VICE PRESIDENT | 7033021 |
| OBERDECK, ANDREW A | ASSISTANT SECRETARY | 8015633 |
| OTTO, JOSEPHINE R | ASSISTANT SECRETARY | 8015301 |
| RABIN, KEVIN WILLIAM | DIRECTOR | 7033042 |
| SANDERS, BARBARA ANN | CHIEF COMPLIANCE OFFICER | 2206030 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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