Mary J. Rorvik
Professional summary
Mary Jean Rorvik, who also goes by Mary Jean Nichols ^, Mary Nichols, Mary J Rorvik, Mary Jean Whitener ^, Mary Jean Whitener, is a registered financial advisor currently at MISSIONSQUARE RETIREMENT located in Sun City, Arizona and MISSIONSQUARE WEALTH MANAGEMENT located in Washington, District Of Columbia.
Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Mary has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mary Jean Rorvik's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2022 - Present
MISSIONSQUARE RETIREMENT
June 15, 2022 - Present
MISSIONSQUARE WEALTH MANAGEMENT
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240November 14, 2019 - June 15, 2022
LPL FINANCIAL LLC
November 14, 2019 - June 15, 2022
LPL FINANCIAL LLC
July 17, 2018 - November 1, 2019
U.S. BANCORP INVESTMENTS, INC.
July 17, 2018 - November 1, 2019
U.S. BANCORP INVESTMENTS, INC.
October 13, 2014 - June 29, 2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 13, 2014 - June 29, 2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
August 30, 2012 - September 29, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 30, 2012 - September 29, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 22, 2011 - February 21, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 12, 2011 - February 21, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 1, 2010 - June 21, 2010
CETERA INVESTMENT SERVICES LLC
January 11, 2005 - April 28, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 12, 1999 - December 4, 2001
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 1, 1998 - July 12, 1999
BA INVESTMENT SERVICES, INC.
July 28, 1993 - July 1, 1998
SEAFIRST INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/16/2022)
(6/16/2022)
(9/16/2025)
(6/16/2022)
(3/13/2023)
(3/13/2023)
(3/13/2023)
(12/19/2024)
(6/16/2022)
(12/19/2024)
(6/16/2022)
(6/16/2022)
(6/15/2022)
(6/15/2022)
(6/16/2022)
Exams
FINRA
Current Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 |
Red Flags
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