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Melinda Gertrude Leonardi

CRD# 2377604·Registered 1996 - 2006
Previously Registered: Being a previously registered professional could mean that Melinda is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Melinda Gertrude Leonardi, who also goes by Melinda Leonardi, was a registered financial advisor. Melinda was a previously registered financial professional and started their career in finance 1996 - 2006. Melinda had worked at 3 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Melinda Leonardi

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

MULTI-NATIONAL SECURITIES LLC·CRD# 115426
BD
New York, NY
March 23, 2004 - December 20, 2006
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
September 24, 2001 - April 5, 2002
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
September 24, 1998 - September 7, 2001
ALLIANCEBERNSTEIN INVESTMENTS, INC.·CRD# 14549
BD
Nashville, TN
May 13, 1996 - March 17, 1997

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Current Firm

MS
MULTI-NATIONAL SECURITIES LLC

MULTI-NATIONAL SECURIITES LLC | MULTI-NATIONAL SECURITIES LLC

CRD#: 115426 / SEC#: 8-53486
BD
Terminated by SEC on 10/09/2007

Contact Information

Established

Delaware since 03/30/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
SCHWARTZ, MICHAEL NEILPRESIDENT/MANAGING MEMBER/FINOP4169734
KOPS, KEVIN MARTINVICE PRESIDENT/MEMBER—
RABY, JOHN NREPRESENTATIVE/MEMBER2636462

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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