Katherine C. King

NORTH BERKELEY WEALTH MANAGEMENT

BERKELEY, CA 94707

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CRD#: 2377541

Professional summary

Katherine Campbell King, CFP®, who also goes by Kate Campbell, Susan Katherine Campbell, is a registered financial advisor currently at NORTH BERKELEY WEALTH MANAGEMENT, LLC located in Berkeley, California.

Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Katherine has worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 27 exams.

Question & Answer

What are your service offerings?

Divorce Planning

Life Transitions

Retirement Planning

Estate Planning

Investment Planning

Insurance Planning

Employee and Employer Plan Ben...

Comprehensive Financial Planni...

Socially Responsible Investing

Business Succession Planning

Tax Planning

Are you a "fiduciary"?

Yes

Aliases

Kate Campbell | Susan Katherine Campbell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine Campbell King's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

January 3, 2007 - Present

NORTH BERKELEY WEALTH MANAGEMENT, LLC

Office #1: 1995 El Dorado Ave, Berkeley, CA 94707

RIA

CRD#: 136431

BERKELEY, CA

Past

June 2, 2009 - September 28, 2012

PROTECTED INVESTORS OF AMERICA

RIA

CRD#: 6082

BERKELEY, CA

Past

March 10, 2006 - August 23, 2007

GROWTH CAPITAL SERVICES, INC.

CRD#: 124658

CLAYMONT, DE

Past

September 29, 2005 - December 31, 2006

NORTH BERKELEY WEALTH MANAGEMENT, LLC

RIA

CRD#: 136431

BERKELEY, CA

Past

July 8, 1997 - December 31, 2007

PROTECTED INVESTORS OF AMERICA

RIA

CRD#: 6082

BERKELEY, CA

Past

August 10, 1994 - September 28, 2012

PROTECTED INVESTORS OF AMERICA

CRD#: 6082

BERKELEY, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTH BERKELEY WEALTH MANAGEMENT, LLC

NORTH BERKELEY INVESTMENT PARTNERS, LLC | NORTH BERKELEY WEALTH MANAGEMENT, LLC

CRD#: 136431 / SEC#: 801-64572

RIA

Registered Investment Advisory firm - (8/10/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/3/2007)

IAR

Texas
(5/27/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/16/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/2/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/27/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/7/1996

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 11/16/1994

Financial and Operations Principal Examination

Current Firm

NORTH BERKELEY WEALTH MANAGEMENT, LLC

NORTH BERKELEY INVESTMENT PARTNERS, LLC | NORTH BERKELEY WEALTH MANAGEMENT, LLC

CRD#: 136431 / SEC#: 801-64572

RIA

Registered Investment Advisory firm - (8/10/2005 Approved)

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Contact information

Main Address

1995 El Dorado Ave, Berkeley, CA 94707

Mailing Address

Phone number

(510) 528-5820

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NORTH BERKELEY WEALTH MANAGEMENT, LLC (7/14/2025)

Regulatory assets under management

Total Number of Accounts	1,482
AUM (Assets Under Management)	$ 710,619,518

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/10/2025	Cover Page	Report
01/28/2025	Cover Page	Report
02/27/2024	Cover Page	Report
07/28/2023	Cover Page	Report
10/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Katherine C. King

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine Campbell King's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROTECTED INVESTORS OF AMERICA

GROWTH CAPITAL SERVICES, INC.

NORTH BERKELEY WEALTH MANAGEMENT, LLC

PROTECTED INVESTORS OF AMERICA

PROTECTED INVESTORS OF AMERICA

Primary Firm SEC Registration

NORTH BERKELEY WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/16/1995

Series 63

Date: 8/2/1994

Series 7

Date: 7/27/1994

Series 24

Date: 5/7/1996

Series 27

Date: 11/16/1994

Current Firm

NORTH BERKELEY WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NORTH BERKELEY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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