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CS

Conor M. Sheridan

SHERIDAN CAPITAL MANAGEMENT
SAN RAFAEL, CA
Some features on this profile are disabled
CRD#: 2377368
CS

Professional summary

Conor Michael Sheridan is a registered financial advisor currently at SHERIDAN CAPITAL MANAGEMENT, LLC located in San Rafael, California.

Conor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Conor has worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Conor Michael Sheridan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 18, 2011 - Present

SHERIDAN CAPITAL MANAGEMENT, LLC

RIA
CRD#: 156705
SAN RAFAEL, CA
Past

June 12, 2006 - May 18, 2011

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
SAN FRANCISCO, CA
Past

June 12, 2006 - May 18, 2011

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
SAN FRANCISCO, CA
Past

February 3, 2005 - June 9, 2006

AMG DISTRIBUTORS, INC.

RIA
CRD#: 27314
CHICAGO, IL
Past

February 2, 2005 - June 9, 2006

AMG DISTRIBUTORS, INC.

BD
CRD#: 27314
STAMFORD, CT
Past

October 4, 2001 - January 21, 2005

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

July 1, 2000 - January 20, 2005

FREMONT INVESTMENT ADVISORS INC

RIA
CRD#: 104522
SAN FRANCISCO, CA
Past

October 3, 1997 - October 4, 2001

FIRST FUND DISTRIBUTORS, INC.

BD
CRD#: 27038
PHOENIX, AZ
Past

May 10, 1995 - September 30, 1997

FUNDS DISTRIBUTOR, LLC

BD
CRD#: 7174
PORTLAND, ME
Past

November 4, 1994 - May 10, 1995

FIRST FUND DISTRIBUTORS, INC.

BD
CRD#: 27038
PHOENIX, AZ
Past

August 24, 1993 - October 5, 1993

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

August 24, 1993 - October 5, 1993

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SHERIDAN CAPITAL MANAGEMENT, LLC
SHERIDAN CAPITAL MANAGEMENT, LLC

CRD#: 156705 / SEC#: 801-72189

RIA
Registered Investment Advisory firm - (3/18/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/18/2011)
IAR
Louisiana
(5/23/2022)
IAR
Texas
(3/18/2011)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/21/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/26/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/16/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/23/1993
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/9/2007
General Securities Principal Examination

Current Firm

SC
SHERIDAN CAPITAL MANAGEMENT, LLC
SHERIDAN CAPITAL MANAGEMENT, LLC

CRD#: 156705 / SEC#: 801-72189

RIA
Registered Investment Advisory firm - (3/18/2011 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
6 Mt. Tenaya Court, San Rafael, CA 94903
Mailing Address
Phone number
(415) 694-2076
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SCM ADV PART 2A 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts261
AUM (Assets Under Management)$ 184,181,604

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SHERIDAN CAPITAL MANAGEMENT, LLC

CRD#: 156705San Rafael, CA

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