Eric Sikes

SIKES FINANCIAL SERVICES

Boca Raton, FL 33432

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CRD#: 2377340

Professional summary

Eric Sikes is a registered financial advisor currently at SIKES FINANCIAL SERVICES, LLC located in Boca Raton, Florida.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Eric has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Sikes Financial Services LLC; Investment Related; Boca Raton, FL; Insurance products and services; Insurance Agent; 08/2018; Approximately 30 hours are spent in this capacity during trading hours. 2. ERIC SIKES, SOLE PROPRIETOR; INVESTMENT RELATED; Boca Raton, FL; 07/2019; BUSINESS DEVELOPMENT; 5 HOURS PER MONTH; 4 HOURS DURING SECURITIES TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Sikes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 12, 2018 - Present

SIKES FINANCIAL SERVICES, LLC

Office #1: 123 Nw 13th Street Suite 214-01, Boca Raton, FL 33432

RIA

CRD#: 290309

Boca Raton, FL

Past

October 24, 2016 - October 19, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

BOCA RATON, FL

Past

October 20, 2016 - October 19, 2017

LPL FINANCIAL LLC

CRD#: 6413

BOCA RATON, FL

Past

May 4, 2009 - September 30, 2016

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

WEST PALM BEACH, FL

Past

February 23, 2009 - September 30, 2016

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

WEST PALM BEACH, FL

Past

May 8, 2007 - September 11, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOCA RATON, FL

Past

March 12, 2007 - September 11, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOCA RATON, FL

Past

October 27, 1993 - June 22, 1995

JOSEPH ROBERTS & CO., INC.

CRD#: 15971

POMPANO BEACH, FL

Past

August 19, 1993 - October 28, 1993

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/12/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/4/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/20/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/19/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/9/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/28/1994

General Securities Principal Examination

Current Firm

SIKES FINANCIAL SERVICES, LLC

CRD#: 290309 / SEC#:

Florida

Registered Investment Advisory firm - (4/12/2018 Approved)

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Contact information

Main Address

123 Nw 13th Street Suite 214-01, Boca Raton, FL 33432

Mailing Address

Phone number

(561) 529-9191

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 4,058,677

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eric Sikes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Sikes's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

JOSEPH ROBERTS & CO., INC.

CHATFIELD DEAN & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/4/2007

Series 63

Date: 8/20/1993

SIE

Date: 10/19/2017

Series 7

Date: 3/9/2007

Series 24

Date: 12/28/1994

Current Firm

SIKES FINANCIAL SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SIKES FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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